Ammar S. Abu-lughod

VECTORGLOBAL IAG | executive director

Beverly Hills, CA 90212

Some features on this profile are disabled

CRD#: 2469404

Professional summary

Ammar Said Abu-lughod, who also goes by Ammar S Abulughod, Ammar Said Abulughod, Ammar A. Lughod, is a registered financial advisor currently at VECTORGLOBAL IAG, INC. located in Beverly Hills, California and VECTORGLOBAL WMG located in Miami, Florida.

Ammar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Ammar has worked at 6 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

What are your service offerings?

Loans/credit services

Trading individual securities

Insurance

Philanthropic services

Financial planning

Trust & estate planning

What is your current number of clients?

Under 100

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Ammar S Abulughod | Ammar Said Abulughod | Ammar A. Lughod

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ammar Said Abu-lughod's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2024 - Present

VECTORGLOBAL IAG, INC.

Office #1: 9465 Wilshire Blvd 3rd Floor, Beverly Hills, CA 90212

RIA

CRD#: 147129

Beverly Hills, CA

Current

November 1, 2024 - Present

VECTORGLOBAL WMG

Office #1: 1001 Brickell Bay Drive Suite 1900, Miami, FL 33131Office #2: 9465 Wilshire Blvd 3rd Floor, Beverly Hills, CA 90212

CRD#: 32396

Miami, FL

Past

March 31, 2016 - November 5, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Beverly Hills, CA

Past

March 31, 2016 - November 5, 2024

MORGAN STANLEY

CRD#: 149777

Beverly Hills, CA

Past

January 1, 2010 - April 11, 2016

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BEVERLY HILLS, CA

Past

January 1, 2010 - April 11, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BEVERLY HILLS, CA

Past

June 3, 2002 - January 1, 2010

UBS INTERNATIONAL INC.

RIA

CRD#: 107726

BEVERLY HILLS, CA

Past

June 3, 2002 - January 1, 2010

UBS INTERNATIONAL INC.

CRD#: 107726

BEVERLY HILLS, CA

Past

April 3, 2001 - June 1, 2002

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BEVERLY HILLS, CA

Past

March 23, 2001 - June 3, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

April 19, 1994 - March 26, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VECTORGLOBAL IAG, INC.

FPMI LLC DBA FPW INTERNATIONAL | VECTORGLOBAL IAG, INC. | VECTORGLOBAL IAG

CRD#: 147129 / SEC#: 801-110128

RIA

Registered Investment Advisory firm - (3/17/2017 Approved)

Florida

Registered Investment Advisory firm - (5/10/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2014 Failure to Renew)

Iowa

Registered Investment Advisory firm - (2/6/2018 Terminated)

New York

Registered Investment Advisory firm - (11/7/2014 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/1/2024)

IAR

California
(11/21/2024)

IAR

Florida
(1/31/2025)

IAR

North Carolina
(2/27/2025)

IAR

Virgin Islands
(2/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/29/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/26/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/24/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VECTORGLOBAL IAG, INC.

FPMI LLC DBA FPW INTERNATIONAL | VECTORGLOBAL IAG, INC. | VECTORGLOBAL IAG

CRD#: 147129 / SEC#: 801-110128

RIA

Registered Investment Advisory firm - (3/17/2017 Approved)

Florida

Registered Investment Advisory firm - (5/10/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2014 Failure to Renew)

Iowa

Registered Investment Advisory firm - (2/6/2018 Terminated)

New York

Registered Investment Advisory firm - (11/7/2014 Cancelled)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1001 Brickell Bay Drive Suite 1900, Miami, FL 33131

Mailing Address

Phone number

(305) 350-3350

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A BROCHURE 02-06-2026 (2/12/2026)

FORM ADV PART 2A BROCHURE 09-05-2025 (9/5/2025)

FORM ADV 2A BROCHURE 04-23-2025 (4/23/2025)

FORM ADV 2A BROCHURE 04-03-2025 (4/3/2025)

FORM ADV PART 2A BROCHURE - 03-04-2025 (3/4/2025)

Regulatory assets under management

Total Number of Accounts	1,833
AUM (Assets Under Management)	$ 1,692,879,789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Jon Neuhaus

MORGAN STANLEY

IAR

El Segundo, CA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Maria Zimiga

J.P. MORGAN SECURITIES LLC

Toluca Lake, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ammar S. Abu-lughod

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ammar Said Abu-lughod's CRS (Customer Relationship Summary).

Certified licenses

Experience

VECTORGLOBAL WMG

MORGAN STANLEY

MORGAN STANLEY

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS INTERNATIONAL INC.

UBS INTERNATIONAL INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

VECTORGLOBAL IAG, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/29/1994

SIE

Date: 10/1/2018

Series 31

Date: 5/26/2005

Series 7

Date: 3/24/1994

FINRA

Current Firm

VECTORGLOBAL IAG, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VECTORGLOBAL IAG, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors