Steven Arevalo
Professional summary
Steven Arevalo was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Steven had worked at 3 firms, which includes TASIN & COMPANY INC., GLOBAL CAPITAL MARKETS LLC, H G I.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 1997 - October 20, 1999
TASIN & COMPANY, INC.
March 8, 1997 - June 26, 1997
GLOBAL CAPITAL MARKETS, LLC
July 6, 1994 - March 14, 1997
H G I
State Registrations and Notice Filings
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Exams
Current Firm
TASIN & COMPANY, INC.
CRD#: 30709 / SEC#: , 8-45103
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 15 |
Red Flags
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