Howard R. Hite
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Rod Hite, who also goes by H Rod Hite, was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1970. Howard had worked at 11 firms and has passed the Series 63, Series 7TO, SIE, Series 1, V06 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2018 - March 17, 2026
KESTRA ADVISORY SERVICES, LLC
March 19, 2018 - March 17, 2026
KESTRA INVESTMENT SERVICES, LLC
October 1, 2015 - April 9, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 1, 2015 - April 9, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 19, 2002 - October 2, 2015
ALLSTATE FINANCIAL SERVICES, LLC
November 27, 1996 - September 23, 2002
NEW ENGLAND SECURITIES
July 28, 1995 - October 28, 1996
PRINCIPAL SECURITIES, INC.
March 17, 1992 - July 10, 1995
OPPENHEIMER & CO. INC.
March 26, 1985 - March 26, 1992
PRINCIPAL SECURITIES, INC.
September 22, 1983 - February 4, 1985
JANNEY MONTGOMERY SCOTT LLC
January 12, 1982 - September 22, 1983
HORNOR, TOWNSEND & KENT, LLC
August 16, 1978 - June 13, 1980
PRINCIPAL SECURITIES, INC.
September 8, 1970 - August 16, 1979
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 11/18/1974
Registered Representative ExaminationV06
Date: 8/31/1970
Variable Annuities Module ExaminationSeries 12
Date: 11/19/1983
NYSE Branch Manager ExaminationCurrent Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
