David B. Mcelroy
Professional summary
David Bruce Mcelroy is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Chicago, Illinois.
David is registered as a RR (Registered Representative) and started their career in finance in 1994. David has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Bruce Mcelroy's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2020 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 25 E. Erie, Chicago, IL 60611May 30, 2018 - December 31, 2019
DRIEHAUS SECURITIES LLC
June 1, 2017 - May 16, 2018
VP DISTRIBUTORS LLC
May 29, 2009 - May 24, 2018
VIRTUS CAPITAL ADVISERS, LLC
April 23, 2009 - June 1, 2017
FORESIDE ASSOCIATES, LLC
December 7, 2007 - March 17, 2008
INVESCO DISTRIBUTORS, INC.
July 15, 2005 - December 7, 2007
AT INVESTOR SERVICES, INC.
July 16, 1999 - July 15, 2005
GPC SECURITIES, INC.
January 14, 1998 - January 22, 1999
INVESCO DISTRIBUTORS, INC.
April 27, 1994 - September 20, 1997
GPC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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