Lisa L. Tomczak

SLATESTONE WEALTH LLC

Jupiter, FL 33458

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CRD#: 2469208

Professional summary

Lisa Lynn Tomczak, who also goes by Lisa Lynn Farmer, Lisa Lynn Reason, is a registered financial advisor currently at SLATESTONE WEALTH LLC located in Jupiter, Florida.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Lisa has worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Lynn Farmer | Lisa Lynn Reason

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Lynn Tomczak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2023 - Present

SLATESTONE WEALTH LLC

Office #1: 661 University Blvd Suite 100, Jupiter, FL 33458

RIA

CRD#: 286669

Jupiter, FL

Past

January 28, 2015 - August 19, 2023

SVB WEALTH

RIA

CRD#: 172832

PALM BEACH GARDENS, FL

Past

January 31, 2014 - November 26, 2014

BANYAN PARTNERS, LLC

RIA

CRD#: 141398

PALM BEACH GARDENS, FL

Past

March 3, 2011 - December 6, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PALM BEACH GARDENS, FL

Past

February 23, 2011 - December 6, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PALM BEACH GARDENS, FL

Past

June 2, 2010 - February 3, 2011

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

BOYNTON BEACH, FL

Past

July 16, 2007 - October 22, 2009

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

WEST PALM BEACH, FL

Past

April 27, 2007 - October 22, 2009

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

WEST PALM BEACH, FL

Past

May 31, 1994 - January 24, 1996

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SLATESTONE WEALTH LLC

SLATESTONE PRIVATE CLIENT, LLC | SLATESTONE WEALTH LLC

CRD#: 286669 / SEC#: 801-110003

RIA

Registered Investment Advisory firm - (2/24/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/24/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/31/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/11/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/27/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SLATESTONE WEALTH LLC

SLATESTONE PRIVATE CLIENT, LLC | SLATESTONE WEALTH LLC

CRD#: 286669 / SEC#: 801-110003

RIA

Registered Investment Advisory firm - (2/24/2017 Approved)

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Contact information

Main Address

661 University Blvd Suite 100, Jupiter, FL 33458

Mailing Address

Phone number

(561) 244-2504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SSW ADV BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,543
AUM (Assets Under Management)	$ 1,653,938,437

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
10/25/2024	Cover Page	Report
01/18/2024	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lisa L. Tomczak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Lynn Tomczak's CRS (Customer Relationship Summary).

Certified licenses

Experience

SVB WEALTH

BANYAN PARTNERS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

SLATESTONE WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/24/2007

Series 63

Date: 5/31/1994

Series 7

Date: 1/11/2007

Series 6

Date: 5/27/1994

Current Firm

SLATESTONE WEALTH LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SLATESTONE WEALTH LLC

TRUST BUT VERIFY

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