AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
John Henry Alduenda

John H. Alduenda

EQUITY LOGIC | Assistant Branch Leader
RANCHO SANTA FE, CA
Some features on this profile are disabled
CRD#: 2469023
John Henry Alduenda

Professional summary

John Henry Alduenda, CFP® is a registered financial advisor currently at EQUITY LOGIC located in Rancho Santa Fe, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. John has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9 and Series 4 exams.

Biography

As a leader at Fidelity Investments with over 25 years in the industry, I am proud to help lead a team of financial advisors assisting clients in working towards financial success. We do this by carefully listening to our clients' needs, prudently planning for their futures, and providing strategies tailored to their unique situations.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-16228|OrgNmn:Inventor|Org Addr:San Diego,California,US|OBA Nature:Invent web applications that l|Invst Rel:N|Title:Owner|Duties:Research and development|StrtDt:08-18-20|TotHrs/mon:8|TrdHrs/mon:0|OBA-92747|OrgNmn:Alduenda Delta Automotive|Org Addr:San Diego,California,US|OBA Nature:maintenance and repair of most|Invst Rel:N|Title:Partner|Duties:minor office support|StrtDt:|TotHrs/mon:4|TrdHrs/mon:0|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Henry Alduenda's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Education

Colorado Technical University

Masters of Business Administration - Management

2022

Experience

Current

April 30, 2025 - Present

EQUITY LOGIC

RIA
CRD#: 154870
RANCHO SANTA FE, CA
Past

July 13, 2018 - March 22, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

August 29, 2007 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
SAN DIEGO, CA
Past

August 21, 2007 - March 22, 2024

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SAN DIEGO, CA
Past

April 25, 2006 - July 3, 2007

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
INDIAN WELLS, CA
Past

November 7, 2003 - July 3, 2007

TD AMERITRADE, INC.

RIA
CRD#: 7870
INDIAN WELLS, CA
Past

December 22, 1999 - July 3, 2007

TD AMERITRADE, INC.

BD
CRD#: 7870
INDIAN WELLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/30/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/20/2003
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/4/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/21/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/22/2004
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/13/2004
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/2/2002
Registered Options Principal Examination

Current Firm

EL
EQUITY LOGIC
EQUITY LOGIC | EQUITY LOGIC, LLC

CRD#: 154870 / SEC#: 801-126196

California
Registered Investment Advisory firm - (1/11/2018 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Rancho Santa Fe, CA
Mailing Address
Po Box 922, La Jolla, CA 92038
Phone number
(415) 999-9033
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts32
AUM (Assets Under Management)$ 12,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EQUITY LOGIC

Assistant Branch LeaderCRD#: 154870Rancho Santa Fe, CA

TRUST BUT VERIFY

Monitor John Alduenda

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

(xxx) xxx-xxxx

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics