John H. Alduenda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Henry Alduenda, CFP® was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1999. John had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9 and Series 4 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
Colorado Technical University
Masters of Business Administration - Management
2022
Experience
April 30, 2025 - December 16, 2025
EQUITY LOGIC
July 13, 2018 - March 22, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 29, 2007 - July 13, 2018
STRATEGIC ADVISERS LLC
August 21, 2007 - March 22, 2024
FIDELITY BROKERAGE SERVICES LLC
April 25, 2006 - July 3, 2007
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 7, 2003 - July 3, 2007
TD AMERITRADE, INC.
December 22, 1999 - July 3, 2007
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EQUITY LOGIC
CRD#: 154870 / SEC#: 801-126196
Contact information
Regulatory assets under management
| Total Number of Accounts | 32 |
| AUM (Assets Under Management) | $ 12,000,000 |
Red Flags
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