Jeffery K. Trilling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Keith Trilling, who also goes by Jeff Trilling, Jeffery Todd Trilling, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 1994. Jeffery had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 1996 - April 26, 1999
LLOYD WADE SECURITIES INC.
November 17, 1994 - June 12, 1996
PACIFIC CORTEZ SECURITIES INCORPORATED
October 27, 1994 - November 16, 1994
UBS FINANCIAL SERVICES INC.
June 3, 1994 - October 11, 1994
STRATTON OAKMONT INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LLOYD WADE SECURITIES INC.
CRD#: 39653 / SEC#: , 8-48781
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 9 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
