Said Z. Hamed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Said Z Hamed was a registered financial professional .
Said is a previously registered financial professional and started their career in finance in 1994. Said had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2009 - June 18, 2010
AURORA CAPITAL LLC
August 31, 2006 - July 27, 2007
NEWBRIDGE SECURITIES CORPORATION
April 6, 2004 - December 7, 2004
CHICAGO INVESTMENT GROUP, LLC
January 2, 2002 - November 4, 2002
LADENBURG CAPITAL MANAGEMENT INC.
November 19, 1998 - January 2, 2002
LADENBURG THALMANN & CO. INC.
March 13, 1995 - October 22, 1998
CITIGROUP GLOBAL MARKETS INC.
October 11, 1994 - March 8, 1995
COMMONWEALTH ASSOCIATES
July 2, 1994 - July 25, 1994
J.P. MORGAN SECURITIES LLC
May 10, 1994 - May 25, 1994
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AURORA CAPITAL LLC
CRD#: 37924 / SEC#: , 8-48069
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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