Jeffrey P. Halling
Professional summary
Jeffrey Phillip Halling was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Jeffrey had worked at 1 firm, which includes WORKMAN SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 1994 - September 10, 1998
WORKMAN SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
WORKMAN SECURITIES CORPORATION
CRD#: 31898 / SEC#: 801-65758, 8-45573
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
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