Deborah E. Davis

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CRD#: 2468258

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Deborah Elrie Davis, who also goes by Deborah Elrie Wilson, was a registered financial professional .

Deborah is a previously registered financial professional and started their career in finance in 1994. Deborah had worked at 7 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Deborah Elrie Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 19, 2016 - July 15, 2020

WEST BRANCH CAPITAL LLC

RIA

CRD#: 133813

Orleans, MA

Past

January 10, 2006 - April 19, 2017

DAVIS FINANCIAL SERVICES, LLC

RIA

CRD#: 138707

ORLEANS, MA

Past

December 9, 2002 - March 7, 2006

SECURE FUTURE FINANCIAL SERVICES, INC.

RIA

CRD#: 119294

DENNIS, MA

Past

January 1, 1997 - March 8, 2001

CCBT BROKERAGE DIRECT, INC.

CRD#: 29602

HYANNIS, MA

Past

May 3, 1995 - December 3, 1996

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

April 27, 1994 - April 19, 1995

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 27, 1994 - April 19, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEST BRANCH CAPITAL LLC

DAVIS FINANCIAL SERVICES, LLC, A DIVISION OF WEST BRANCH CAPITAL, LLC | WEST BRANCH CAPITAL LLC | SINGER POTITO ASSOCIATES, A DIVISION OF WEST BRANCH CAPITAL LLC | LEGACY FINANCIAL SERVICES (LEGACY), DIVISION OF WEST BRANCH CAPITAL LLC

CRD#: 133813 / SEC#: 801-78332

RIA

Registered Investment Advisory firm - (7/24/2013 Approved)

Massachusetts

Registered Investment Advisory firm - (8/23/2013 Terminated)

New Hampshire

Registered Investment Advisory firm - (12/18/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/10/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/25/1994

General Securities Representative Examination

Current Firm

WEST BRANCH CAPITAL LLC

CRD#: 133813 / SEC#: 801-78332

RIA

Registered Investment Advisory firm - (7/24/2013 Approved)

Massachusetts

Registered Investment Advisory firm - (8/23/2013 Terminated)

New Hampshire

Registered Investment Advisory firm - (12/18/2013 Terminated)

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Contact information

Main Address

9 Research Drive Suite 1, Amherst, MA 01002

Mailing Address

P.o. Box 2067, Amherst, MA 01004

Phone number

833-888-0534; 413-256-1225

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEST BRANCH BROCHURE (FORM ADV2A) (2/13/2025)

Regulatory assets under management

Total Number of Accounts	1,217
AUM (Assets Under Management)	$ 630,872,497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Deborah E. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WEST BRANCH CAPITAL LLC

DAVIS FINANCIAL SERVICES, LLC

SECURE FUTURE FINANCIAL SERVICES, INC.

CCBT BROKERAGE DIRECT, INC.

INVEST FINANCIAL CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

WEST BRANCH CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/10/1994

Series 7

Date: 4/25/1994

Current Firm

WEST BRANCH CAPITAL LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEST BRANCH CAPITAL LLC

TRUST BUT VERIFY

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