Roger T. Denha

SKYOAK WEALTH

Naples, FL

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CRD#: 2468173

Professional summary

Roger Thomas Denha was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Prior to being barred, Roger has worked at 6 firms, which includes BKS ADVISORS LLC, BRANDT KELLY & SIMMONS SECURITIES LLC, LPL FINANCIAL LLC, FIFTH THIRD SECURITIES INC., T. I. INVESTMENTS INC..

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Thomas Denha's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2025 - Present

SKYOAK WEALTH

RIA

CRD#: 299564

Naples, FL

Past

June 23, 2010 - August 28, 2018

BKS ADVISORS, LLC

RIA

CRD#: 109065

SOUTHFIELD, MI

Past

September 16, 2003 - October 2, 2017

BRANDT, KELLY & SIMMONS SECURITIES, LLC

CRD#: 125168

SOUTHFIELD, MI

Past

October 18, 1996 - August 28, 2003

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

August 25, 1995 - November 13, 1996

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

June 7, 1994 - September 1, 1995

T. I. INVESTMENTS, INC.

CRD#: 6844

DEARBORN, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SKYOAK WEALTH

SKYOAK WEALTH | SKYOAK WEALTH LLC

CRD#: 299564 / SEC#: 801-114715

RIA

Registered Investment Advisory firm - (1/16/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(9/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/19/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/14/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/6/1994

General Securities Representative Examination

Current Firm

SKYOAK WEALTH

SKYOAK WEALTH | SKYOAK WEALTH LLC

CRD#: 299564 / SEC#: 801-114715

RIA

Registered Investment Advisory firm - (1/16/2019 Approved)

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Contact information

Main Address

28411 Northwestern Hwy Suite 760, Southfield, MI 48034

Mailing Address

Phone number

(248) 348-6500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/21/2025)

Regulatory assets under management

Total Number of Accounts	1,207
AUM (Assets Under Management)	$ 601,394,803

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Roger T. Denha

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Thomas Denha's CRS (Customer Relationship Summary).

Certified licenses

Experience

BKS ADVISORS, LLC

BRANDT, KELLY & SIMMONS SECURITIES, LLC

LPL FINANCIAL LLC

FIFTH THIRD SECURITIES, INC.

T. I. INVESTMENTS, INC.

Primary Firm SEC Registration

SKYOAK WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 9/19/2025

Series 63

Date: 6/14/1994

SIE

Date: 10/2/2017

Series 7

Date: 6/6/1994

Current Firm

SKYOAK WEALTH

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SKYOAK WEALTH

TRUST BUT VERIFY

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