Daniel Della Rosa

Some features on this profile are disabled

CRD#: 2468171

Professional summary

Daniel Della Rosa was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Daniel is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Daniel had worked at 8 firms, which includes CORINTHIAN PARTNERS L.L.C., PAULSON INVESTMENT COMPANY LLC, AEGIS CAPITAL CORP., GUNNALLEN FINANCIAL INC, J.P. TURNER & COMPANY L.L.C., IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC, BARRON CHASE SECURITIES INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Daniel Dellarosa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 14, 2017 - March 10, 2021

CORINTHIAN PARTNERS, L.L.C.

CRD#: 38912

Tampa, FL

Past

July 18, 2016 - June 23, 2017

PAULSON INVESTMENT COMPANY LLC

RIA

CRD#: 5670

Tampa, FL

Past

July 15, 2016 - August 29, 2017

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

Tampa, FL

Past

April 21, 2010 - July 29, 2016

AEGIS CAPITAL CORP.

RIA

CRD#: 15007

TAMPA, FL

Past

March 25, 2010 - July 29, 2016

AEGIS CAPITAL CORP.

CRD#: 15007

TAMPA, FL

Past

April 2, 2008 - March 30, 2010

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

TAMPA, FL

Past

June 23, 2006 - March 30, 2010

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

October 29, 2004 - June 26, 2006

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

CLEARWATER, FL

Past

October 27, 2004 - October 29, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 27, 2004 - October 29, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

November 14, 2000 - October 28, 2004

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

March 30, 1994 - November 20, 2000

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/29/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/2/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/29/1994

General Securities Representative Examination

Current Firm

CORINTHIAN PARTNERS, L.L.C.

CORINTHIAN PARTNERS, L.L.C. | CORINTHIAN PARTNERS, L.P.

CRD#: 38912 / SEC#: , 8-48461

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

275 Madison Avenue 8th Floor, New York, NY 10016

Mailing Address

275 Madison Avenue 8th Floor, New York, NY 10016

Phone number

(212) 287-1500

Established

New York since 05/16/1997

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (33 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CORINTHIAN HOLDINGS	GENERAL PARTNER
CALABRESE, RICHARD	CHAIRMAN/PRESIDENT/CCO	1549013
CARTER, ANA R	PFO & POO	4424794
CARTER, ANA R	FINOP	4424794
MANOFF, MITCHELL	DIRECTOR/CEO INVESTMENT BANKING	815314

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel Della Rosa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PAULSON INVESTMENT COMPANY LLC

PAULSON INVESTMENT COMPANY LLC

AEGIS CAPITAL CORP.

AEGIS CAPITAL CORP.

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

J.P. TURNER & COMPANY, L.L.C.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

J.P. TURNER & COMPANY, L.L.C.

BARRON CHASE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/29/2008

Series 63

Date: 5/2/1994

SIE

Date: 10/1/2018

Series 7

Date: 3/29/1994

Current Firm

CORINTHIAN PARTNERS, L.L.C.

Contact information

FINRA licenses (33 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CORINTHIAN PARTNERS, L.L.C.

TRUST BUT VERIFY

Similar Advisors