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Ron A. Fisher

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CRD#: 2468081
RF

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ron Allen Fisher, who also goes by Pete Fisher, was a registered financial professional .

Ron is a previously registered financial professional and started their career in finance in 1994. Ron had worked at 4 firms and has passed the Series 65, Series 63, Series 50, Series 7 and Series 54 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Pete Fisher

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MCDONALD & FISHER, L.L.C.; NOT INVESTMENT RELATED; 2200 MCKOWN DRIVE, NORMAN, OK 73072; REAL ESTATE: PARTNER; APPROXIMATELY 1 HOUR/MONTH DEDICATED DURING TRADING HOURS; MCDONALD & FISHER, L.L.C. OWNS THE BUILDING WHERE THE OFFICES OF STEPHEN H. MCDONALD & ASSOCIATES, INC. ARE LOCATED.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 20, 1997 - July 1, 2002

RANGEMARK CAPITAL MARKETS, INC.

BD
CRD#: 42025
GREENWICH, CT
Past

June 4, 1997 - June 20, 1997

CX, INC.

BD
CRD#: 19168
Past

May 28, 1996 - October 9, 2025

STEPHEN H. MCDONALD & ASSOCIATES, INC.

RIA
CRD#: 117203
NORMAN, OK
Past

June 14, 1994 - December 31, 1995

RAUSCHER PIERCE REFSNES, INC.

BD
CRD#: 6663
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 4/1/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


RC
RANGEMARK CAPITAL MARKETS, INC.
AMBAC SECURITIES INC. | RANGEMARK CAPITAL MARKETS, INC. | CADRE SECURITIES, INC. | AMBAC SECURITIES, INC

CRD#: 42025 / SEC#: , 8-49667

BD
Terminated by SEC on 03/05/2011
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 08/14/1996
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
RANGEMARK FINANCIAL SERVICES, INC.100% SHAREHOLDER
APPELSON, STUART DAVIDFINANCIAL & OPERATIONS PRINCIPAL2176520
SMITH, ROBERT SORENSONDIRECTOR, PRESIDENT, CEO, CCO1250674

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RANGEMARK CAPITAL MARKETS, INC.

CRD#: 42025

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Contact information


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