Mayank N. Patel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mayank Natverlal Patel, who also goes by Eddie Patel, Edward Natu Patel, Mayank N. Patel, was a registered financial professional .
Mayank is a previously registered financial professional and started their career in finance in 1994. Mayank had worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2016 - November 6, 2017
SPHINX TRADING, LP
June 17, 2011 - December 19, 2014
BTIG, LLC
June 15, 2009 - May 31, 2011
RAFFERTY CAPITAL MARKETS, LLC
May 2, 2008 - February 2, 2009
CANACCORD GENUITY SECURITIES LLC
May 16, 1995 - January 15, 1999
PALOMA SECURITIES L.L.C.
May 25, 1994 - August 22, 1994
MCMAHAN SECURITIES CO. L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/17/2013
Limited Representative-Equity Trader ExamCurrent Firm
SPHINX TRADING, LP
CRD#: 33019 / SEC#: , 8-42017
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KUEHNER, CHRISTOPHER JOSEPH | CHIEF COMPLIANCE OFFICER | 2337409 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
