GP
Gregory E. Paranzino
HARBOR INVESTMENT ADVISORY
Lutherville, MD 21093
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CRD#: 2467850
GP
Professional summary
Gregory Edward Paranzino, AIF®, CFP® is a registered financial advisor currently at HARBOR INVESTMENT ADVISORY, LLC located in Lutherville, Maryland.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Gregory has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 16, Series 7 and Series 8 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Edward Paranzino's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory Edward Paranzino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
January 19, 2011 - Present
HARBOR INVESTMENT ADVISORY, LLC
Office #1: 2330 W. Joppa Road Suite 160, Lutherville, MD 21093RIA
BD
CRD#: 151085
Lutherville, MD
Current
January 19, 2011 - Present
HARBOR INVESTMENT ADVISORY, LLC
Office #1: 2330 W. Joppa Road Suite 160, Lutherville, MD 21093RIA
BD
CRD#: 151085
Lutherville, MD
Past
January 13, 2001 - February 1, 2011
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
BALTIMORE, MD
Past
July 14, 1999 - February 1, 2011
DEUTSCHE BANK SECURITIES INC.
RIA
CRD#: 2525
BALTIMORE, MD
Past
September 1, 1997 - January 13, 2001
DB ALEX. BROWN LLC
BD
CRD#: 17790
BALTIMORE, MD
Past
April 14, 1994 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
BD
CRD#: 20
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HARBOR INVESTMENT ADVISORY, LLC
HARBOR INVESTMENT ADVISORY, LLC
CRD#: 151085 / SEC#: 801-70893, 8-68334
RIA
Registered Investment Advisory firm - SEC (1/4/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/19/2011)
RR
Colorado(1/19/2011)
RR
Delaware(1/19/2011)
RR
Florida(1/19/2011)
RR
Georgia(1/19/2011)
RR
Illinois(9/22/2017)
RR
Maryland(1/19/2011)
IAR
Maryland(1/19/2011)
RR
Massachusetts(1/19/2011)
RR
Minnesota(1/19/2011)
RR
Montana(10/22/2020)
RR
Nevada(3/29/2022)
RR
New Jersey(1/19/2011)
RR
New York(1/19/2011)
RR
Ohio(11/19/2018)
RR
Oregon(12/3/2024)
RR
Pennsylvania(1/19/2011)
RR
Tennessee(5/5/2023)
RR
Utah(1/19/2011)
RR
Virginia(1/19/2011)
RR
Washington(4/29/2021)
RR
Wisconsin(3/20/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 4/15/1999
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
HI
HARBOR INVESTMENT ADVISORY, LLC
HARBOR INVESTMENT ADVISORY, LLC
CRD#: 151085 / SEC#: 801-70893, 8-68334
RIA
Registered Investment Advisory firm - SEC (1/4/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
2330 W. Joppa Road Suite 160, Lutherville, MD 21093
Mailing Address
2330 W. Joppa Road Suite 160, Lutherville, MD 21093
Phone number
(410) 659-8900
Established
Maryland since 06/24/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
34
SEC notice filing (29 States and Territories)
FINRA licenses (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,326 |
| AUM (Assets Under Management) | $ 6,000,223,304 |
Red Flags
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Company Information
HARBOR INVESTMENT ADVISORY, LLC
CRD#: 151085Lutherville, MD 21093TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
