Julie K. Odum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Kay Odum, who also goes by Julie Kay Odum-blaker, Julie Kay Odumblaker, Julie Kay VIett, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1994. Julie had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2012 - July 30, 2015
ALLSTATE FINANCIAL ADVISORS, LLC
August 14, 2012 - July 30, 2015
ALLSTATE FINANCIAL SERVICES, LLC
April 26, 2012 - July 18, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 9, 2012 - July 18, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 12, 2004 - September 8, 2011
OSAIC FA, INC.
September 23, 2004 - April 6, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 23, 2004 - September 8, 2011
OSAIC FA, INC.
September 20, 2002 - September 3, 2004
MOMENTUM INDEPENDENT NETWORK INC.
July 24, 2002 - October 10, 2002
CETERA WEALTH SERVICES, LLC
February 11, 1995 - June 20, 2002
NYLIFE SECURITIES LLC
March 30, 1994 - January 18, 1995
G. R. PHELPS & CO., INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
