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Brigid Elizabeth Flanagan

CRD# 2467748·Registered 1994 - 2015
Previously Registered: Being a previously registered professional could mean that Brigid is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brigid Elizabeth Flanagan was a registered financial advisor. Brigid was a previously registered financial professional and started their career in finance 1994 - 2015. Brigid had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

AG BD LLC·CRD# 23122
BD
New York, NY
December 21, 2012 - December 14, 2015
M.D. SASS SECURITIES, L.L.C.·CRD# 139760
BD
New York, NY
April 23, 2012 - November 8, 2012
ARTIO GLOBAL INSTITUTIONAL SERVICES LLC·CRD# 154652
BD
New York, NY
April 12, 2011 - April 3, 2012
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Portland, ME
June 30, 2006 - April 7, 2011
JULIUS BAER SECURITIES INC.·CRD# 1141
BD
New York, NY
March 1, 2002 - June 14, 2006
UNICREDIT CAPITAL MARKETS LLC·CRD# 7789
BD
New York, NY
November 22, 1999 - May 31, 2001
RANGEMARK CAPITAL MARKETS, INC.·CRD# 42025
BD
Greenwich, CT
September 9, 1997 - February 11, 1998
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
Denver, CO
August 25, 1994 - October 22, 1996
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
April 18, 1994 - May 27, 1994

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Current Firm

AB
AG BD LLC

AG BD LLC | ANGELO, GORDON & CO., L.P.

CRD#: 23122 / SEC#: 8-40213
BD
Terminated by SEC on 12/05/2015

Contact Information

Established

Delaware since 11/03/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ANGELO, GORDON & CO., L.P.MANAGING MEMBER—
ANGELO, JOHN MICHAELCHIEF EXECUTIVE OFFICER6118
GORDON, MICHAEL LAURENCECHIEF OPERATING OFFICER225836
WEKSELBLATT, JOSEPH ROBERTCHIEF FINANCIAL OFFICER1817841
WICKMAN, KIRK PETERGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER2836950
WOLF, GARY ISAACMANAGING DIRECTOR AND SENIOR REGISTERED OPTIONS PRINCIPAL1847357

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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