Brigid E. Flanagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brigid Elizabeth Flanagan was a registered financial professional .
Brigid is a previously registered financial professional and started their career in finance in 1994. Brigid had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2012 - December 14, 2015
AG BD LLC
April 23, 2012 - November 8, 2012
M.D. SASS SECURITIES, L.L.C.
April 12, 2011 - April 3, 2012
ARTIO GLOBAL INSTITUTIONAL SERVICES LLC
June 30, 2006 - April 7, 2011
QUASAR DISTRIBUTORS, LLC
March 1, 2002 - June 14, 2006
JULIUS BAER SECURITIES INC.
November 22, 1999 - May 31, 2001
UNICREDIT CAPITAL MARKETS LLC
September 9, 1997 - February 11, 1998
RANGEMARK CAPITAL MARKETS, INC.
August 25, 1994 - October 22, 1996
ALPS DISTRIBUTORS, INC.
April 18, 1994 - May 27, 1994
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AG BD LLC
CRD#: 23122 / SEC#: , 8-40213
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANGELO, GORDON & CO., L.P. | MANAGING MEMBER | |
| ANGELO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER | 6118 |
| GORDON, MICHAEL LAURENCE | CHIEF OPERATING OFFICER | 225836 |
| WEKSELBLATT, JOSEPH ROBERT | CHIEF FINANCIAL OFFICER | 1817841 |
| WICKMAN, KIRK PETER | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 2836950 |
| WOLF, GARY ISAAC | MANAGING DIRECTOR AND SENIOR REGISTERED OPTIONS PRINCIPAL | 1847357 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
