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Patricia Ann Stallworth

Patricia A. Stallworth

Some features on this profile are disabled
CRD#: 2467706
Patricia Ann Stallworth

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patricia Ann Stallworth, CFP®, who also goes by Patricia Ann Powe, Patricia Stallworth, was a registered financial professional .

Patricia is a previously registered financial professional and started their career in finance in 1994. Patricia had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Patricia Ann Powe | Patricia Stallworth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1996

Experience

Past

August 28, 2023 - April 7, 2025

ELLEVEST

RIA
CRD#: 175476
IRVINE, CA
Past

February 9, 2023 - March 23, 2026

PS WORTH, LLC

RIA
CRD#: 324990
IRVINE, CA
Past

June 1, 2021 - January 3, 2023

FACET

RIA
CRD#: 285961
Irvine, CA
Past

February 18, 2020 - May 18, 2021

EWORTH ADVISORS

RIA
CRD#: 306740
ROSWELL, GA
Past

July 27, 2004 - June 12, 2012

PS WORTH, LLC

RIA
CRD#: 127674
DULUTH, GA
Past

November 22, 2000 - December 18, 2001

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

October 4, 1995 - May 22, 1996

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
LINCOLN, NE
Past

March 2, 1995 - September 5, 1995

KMS FINANCIAL SERVICES, INC.

BD
CRD#: 3866
SEATTLE, WA
Past

October 7, 1994 - January 24, 1995

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

October 7, 1994 - January 24, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

April 8, 1994 - April 28, 1994

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EL
ELLEVEST
ELLEVATE FINANCIAL, INC. | ELLEVEST, INC. | ELLEVEST

CRD#: 175476 / SEC#: 801-106683

RIA
Registered Investment Advisory firm - (9/28/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/12/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/11/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/7/1994
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2001
General Securities Principal Examination

Current Firm

EL
ELLEVEST
ELLEVATE FINANCIAL, INC. | ELLEVEST, INC. | ELLEVEST

CRD#: 175476 / SEC#: 801-106683

RIA
Registered Investment Advisory firm - (9/28/2015 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
228 Park Ave S Pmb 94934, New York, NY 10003
Mailing Address
228 Park Ave S Pmb 94934, New York, NY 10003-1502
Phone number
(844) 355-7100
Established
Firm type
Fiscal year end
# of Employees
22

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ELLEVEST INVESTMENT ADVISORY BROCHURE (1/5/2026)

Regulatory assets under management

Total Number of Accounts344
AUM (Assets Under Management)$ 1,012,582,923

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ELLEVEST

CRD#: 175476

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