Keith W. Moored

TWENTY FIRST INVESTORS

BONITA SPRINGS, FL 34135

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CRD#: 2467610

Professional summary

Keith William Moored JR is a registered financial advisor currently at TWENTY FIRST INVESTORS located in Bonita Springs, Florida.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Keith has worked at 1 firm and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am the Financial Instructor for the Bonita Springs Financial Class that meets once a month from December to April. I spend about 10 hours a month preparing for and conducting the class. The class deals with asset allocation and investment portfolio construction.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith William Moored JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 1994 - Present

TWENTY FIRST INVESTORS

Office #1: 9420 Bonita Beach Rd #201, Bonita Springs, FL 34135

RIA

CRD#: 115715

BONITA SPRINGS, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(4/14/1994)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/11/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 3/28/1996

Non-Member General Securities Examination

Current Firm

TWENTY FIRST INVESTORS

KEITH WILLIAM MOORED, JR. | TWENTY FIRST INVESTORS

CRD#: 115715 / SEC#:

Florida

Registered Investment Advisory firm - (12/31/2022 Terminated)

Virginia

Registered Investment Advisory firm - (11/2/1993 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Elkton, VA

Mailing Address

Phone number

(540) 298-2118

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 17,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Keith W. Moored

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith William Moored JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

TWENTY FIRST INVESTORS

State Registrations and Notice Filings

Exams

Series 65

Date: 4/11/1994

Series 2

Date: 3/28/1996

Current Firm

TWENTY FIRST INVESTORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TWENTY FIRST INVESTORS

TRUST BUT VERIFY

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