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JR

Jason R. Richmond

Some features on this profile are disabled
CRD#: 2467462
JR

Professional summary

Jason Read Richmond was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jason is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Jason had worked at 3 firms, which includes GSG CAPITAL ADVISORS LLC, SAMUELS CHASE & CO. INC., INTERNATIONAL SECURITIES GROUP INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 29, 2004 - May 29, 2012

GSG CAPITAL ADVISORS, LLC

RIA
CRD#: 130179
POWAY, CA
Past

November 20, 1996 - May 21, 2008

SAMUELS CHASE & CO., INC.

BD
CRD#: 36699
SANTA YSABEL, CA
Past

June 3, 1994 - December 4, 1996

INTERNATIONAL SECURITIES GROUP, INC.

BD
CRD#: 22513
SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/19/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/18/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/8/2002
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/16/1999
Registered Options Principal Examination

Current Firm

GC
GSG CAPITAL ADVISORS, LLC
GLENN GOODSTEIN DBA GSG CAPITAL ADVISORS | GSG CAPITAL ADVISORS, LLC | GSG CAPITAL ADVISORS | GOODSTEIN, GLENN S. DBA GSG CAPITAL ADVISORS | GOODSTEIN, GLENN S.

CRD#: 130179 / SEC#: 801-62890

PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
5650 El Camino Real Suite 155, Carlsbad, CA 92008
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GSG CAPITAL ADVISORS, LLC

CRD#: 130179

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