ZI
Zuri Idoeta
INSIGHT SECURITIES
Lancaster, PA 17601
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CRD#: 2467417
ZI
Professional summary
Zuri Idoeta is a registered financial advisor currently at INSIGHT SECURITIES, INC. located in Lancaster, Pennsylvania.
Zuri is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Zuri has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am Sole owner of "Wampum LLC", a company designed to be a re-seller of home goods through Amazon, not securities related. I spend 10 hrs per month and receive no income to date. The business was started 10/2017 Ecommerce - not investment related. Located at 217 Heatherstone Way, Lancaster, PA 17601. Selling medical instrument products online. This will start June 2018. 5-10 hours per month. 100% owner and sole proprietorship. Charlotte Real Estate LLC is not investment related, located at 217 Heatherstone Way, PA 17601, is a passive real estate ownership of residential rental units, used to keep track of monthly expenses and rental income, started in September 2024, working approximately 2 hours a month.
CRS (Client Relationship Summary) - RIA
Click below to view Zuri Idoeta's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Zuri Idoeta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2006 - Present
INSIGHT SECURITIES, INC.
Office #1: 1853 William Penn Way Suite 29, Lancaster, PA 17601RIA
BD
CRD#: 5611
Lancaster, PA
Current
July 25, 2003 - Present
INSIGHT SECURITIES, INC.
Office #1: 1853 William Penn Way Suite 29, Lancaster, PA 17601RIA
BD
CRD#: 5611
Lancaster, PA
Past
September 5, 2002 - August 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
COLUMBIA, PA
Past
September 5, 2002 - August 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
January 16, 1996 - September 9, 2002
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
May 11, 1994 - January 17, 1996
HALPERT AND COMPANY, INC.
BD
CRD#: 7094
MILLBURN, NJ
Past
March 22, 1994 - April 5, 1994
F.N. WOLF & CO., INC.
BD
CRD#: 13051
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INSIGHT SECURITIES, INC.
G. A. HORWITZ & CO., INC. | THE HELMSMAN GROUP, INC. | PRECISE SECURITIES - DIVISION OF INSIGHT SECURITIES, INC. | PRECISE SECURITIES - DIVISION OF HORWITZ & ASSOCIATES, INC. | PRECISE INVESTMENT MANAGEMENT | PASSERELLE ADVISORS | MISSION GLOBAL PARTNERS | INTERGLOBAL INVESTMENTS - DIVISION OF INSIGHT SECURITIES INC. | INSURANCE & FINANCIAL SERVICES OF SOUTH FLORIDA, INC. | INSIGHT SECURITIES, INC. | INSIGHT AMERICAS SECURITIES INC | HORWITZ, SCHAKNER & ASSOCIATES, INC. | HORWITZ PHILANTHROPIC ADVISORS | HORWITZ & ASSOCIATES, INC. | GWM PARTNERS
CRD#: 5611 / SEC#: 801-12999, 8-16247
RIA
Registered Investment Advisory firm - SEC (5/25/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/25/2003)
RR
Connecticut(3/14/2011)
RR
Florida(7/25/2003)
RR
Illinois(2/5/2009)
RR
Maryland(8/5/2024)
RR
New Hampshire(1/11/2016)
RR
New Jersey(7/28/2003)
IAR
New Jersey(12/19/2014)
RR
New York(7/25/2003)
RR
Pennsylvania(8/1/2003)
IAR
Pennsylvania(8/29/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INSIGHT SECURITIES, INC.
G. A. HORWITZ & CO., INC. | THE HELMSMAN GROUP, INC. | PRECISE SECURITIES - DIVISION OF INSIGHT SECURITIES, INC. | PRECISE SECURITIES - DIVISION OF HORWITZ & ASSOCIATES, INC. | PRECISE INVESTMENT MANAGEMENT | PASSERELLE ADVISORS | MISSION GLOBAL PARTNERS | INTERGLOBAL INVESTMENTS - DIVISION OF INSIGHT SECURITIES INC. | INSURANCE & FINANCIAL SERVICES OF SOUTH FLORIDA, INC. | INSIGHT SECURITIES, INC. | INSIGHT AMERICAS SECURITIES INC | HORWITZ, SCHAKNER & ASSOCIATES, INC. | HORWITZ PHILANTHROPIC ADVISORS | HORWITZ & ASSOCIATES, INC. | GWM PARTNERS
CRD#: 5611 / SEC#: 801-12999, 8-16247
RIA
Registered Investment Advisory firm - SEC (5/25/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
600 Central Ave Suite 293, Highland Park, IL 60035
Mailing Address
600 Central Ave Suite 293, Highland Park, IL 60035
Phone number
(224) 632-4700
Established
Delaware since 11/12/1970
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
25
SEC notice filing (36 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 94,216,934 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INSIGHT SECURITIES, INC.
CRD#: 5611Lancaster, PA 17601TRUST BUT VERIFY
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Contact information
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