James D. Newsome
Professional summary
James Douglas Newsome, who also goes by Doug Newsome, Douglas Newsome, is a registered financial professional currently at PERKINS FUND MARKETING, L.L.C. located in Jupiter, Florida.
James is registered as a RR (Registered Representative) and started their career in finance in 1994. James has worked at 7 firms and has passed the Series 63, SIE, Series 50, Series 31, Series 7, Series 54 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Douglas Newsome's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2012 - Present
PERKINS FUND MARKETING, L.L.C.
Office #1: 1001 N Us Highway 1 Suite 204, Jupiter, FL 33477Office #2: 1001 N Us Highway 1 Suite 204, Jupiter, FL 33477February 7, 2012 - August 29, 2012
OMNICAP, LLC
September 30, 2004 - August 19, 2011
BARINGS SECURITIES LLC
September 25, 2002 - September 7, 2004
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
February 8, 2002 - August 15, 2002
KJM SECURITIES, INC.
December 21, 1994 - March 17, 2000
SANTANDER INVESTMENT SECURITIES INC.
March 26, 1994 - May 26, 1994
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2018)
(11/8/2013)
(1/7/2014)
(8/8/2012)
(1/12/2015)
(1/7/2014)
(11/8/2013)
(10/24/2014)
(1/3/2017)
(1/5/2015)
(1/5/2015)
(8/8/2012)
(8/8/2012)
(8/8/2012)
(11/8/2013)
(8/8/2012)
Exams
FINRA
Current Firm
PERKINS FUND MARKETING, L.L.C.
CRD#: 45642 / SEC#: , 8-51126
Contact information
FINRA licenses (34 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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