Aziz Hamidi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aziz Hamidi, CFP® was a registered financial professional .
Aziz is a previously registered financial professional and started their career in finance in 1994. Aziz had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2000
Experience
March 16, 2010 - October 18, 2010
SOUTHEAST INVESTMENTS, N.C., INC.
September 22, 2009 - December 31, 2022
THE HAMIDI FINANCIAL GROUP
June 19, 2007 - August 24, 2009
J. W. COLE ADVISORS, INC.
June 18, 2007 - August 21, 2009
J.W. COLE FINANCIAL, INC.
April 17, 2006 - July 9, 2007
QUESTAR ASSET MANAGEMENT, INC.
January 7, 2005 - December 14, 2005
QUESTAR ASSET MANAGEMENT, INC.
July 14, 2000 - December 31, 2005
QUESTAR CAPITAL CORPORATION
July 14, 2000 - July 6, 2007
QUESTAR CAPITAL CORPORATION
May 3, 1999 - July 17, 2000
PARK AVENUE SECURITIES LLC
June 17, 1994 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
