Tony D. Weber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tony Dean Weber was a registered financial professional .
Tony is a previously registered financial professional and started their career in finance in 1994. Tony had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2003 - September 4, 2007
ALFS, INC.
October 29, 1998 - January 16, 2003
ALLSTATE FINANCIAL SERVICES, LLC
April 7, 1994 - October 29, 1998
AFD, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALFS, INC.
CRD#: 32201 / SEC#: , 8-46410
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE LIFE INSURANCE COMPANY | 100% SHAREHOLDER | |
| DAHL, LAWRENCE WILLIAM | PRESIDENT | 3204266 |
| DAHL, LAWRENCE WILLIAM | CHIEF EXECUTIVE OFFICER | 3204266 |
| GOLDSTEIN, DANA LYNN | AVP & CHIEF COMPLIANCE OFFICER | 1993607 |
| GOLL, MARIAN | VICE PRESIDENT, CONTROLLER AND TREASURER | 4305537 |
| REED, ALLEN RALPH | VICE PRESIDENT AND GENERAL COUNSEL | 4200784 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
