Peter A. Lombardo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Antony Lombardo, who also goes by Tony Lombardo, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1994. Peter had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2019 - June 19, 2019
M STEVENS WEALTH ADVISORS, LLC
September 20, 2018 - May 31, 2019
KINGSWOOD CAPITAL PARTNERS, LLC
January 15, 2013 - July 17, 2018
MKM PARTNERS LLC
July 14, 2009 - October 2, 2012
BTIG, LLC
May 31, 1994 - June 22, 1995
STEPHENS
State Registrations and Notice Filings
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Exams
Current Firm
M STEVENS WEALTH ADVISORS, LLC
CRD#: 291482 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 91 |
| AUM (Assets Under Management) | $ 7,282,831 |
Red Flags
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