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JG

James Daniel Good

CFP®, ChFC®, CLU®
TURNING POINT FINANCIAL
Camp Hil, PA
·CRD# 2466989·32 years experience

Professional Summary

James Daniel Good, CFP®, ChFC®, CLU® is a registered financial advisor currently at TURNING POINT FINANCIAL located in Camp Hil, Pennsylvania. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. James has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner
ChFC®
Chartered Financial Consultant
CLU®
Chartered Life Underwriter

Years of Experience

32 years in the financial services industry

Current & Past Employments

TURNING POINT FINANCIAL·CRD# 301282
RIA
704 Lisburn Road Suite 101, Camp Hil, PA 17011
August 4, 2023 - Present
WDC ADVISORS, LLC·CRD# 309577
RIA
Camp Hill, PA
October 1, 2020 - March 27, 2024
HARVEST INVESTMENT SERVICES, LLC·CRD# 159390
RIA
Camp Hill, PA
August 18, 2015 - May 24, 2021
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
RIA
Camp Hill, PA
January 27, 2006 - December 31, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
BD
Camp Hill, PA
January 3, 1995 - July 18, 2018
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
March 28, 1994 - January 14, 1995

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Current Firm

TP
TURNING POINT FINANCIAL

TURNING POINT BENEFIT GROUP, INC. | TURNING POINT FINANCIAL

CRD#: 301282 / SEC#: 801-116895
RIA
Registered Investment Advisory firm - SEC (7/3/2019 Approved)

Contact Information

Main Address

153 W Patrick Street, Frederick, MD 21701

Phone Number

(301) 846-9336

# of Employees

23

SEC notice filing (20 States and Territories)

Registered to provide investment advisory services in 20 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A- TURNING POINT FINANCIAL (7/1/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,804

AUM (Assets Under Management)

$339,382,378

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MUSICAN POSITION: MUSICIAN NATURE: ENTERTAINMENT INVESTMENT RELATED: NO NUMBER OF HOURS: 30 INVESTMENT RELATED HOURS: 0 START DATE: 07/01/1974 ADDRESS: 405 LIMEKILN ROAD, NEW CUMBERLAND PA 17070 DESCRIPTION: RECORD, PERFORM, TEACH & SELL BLUEGRASS MUSIC 2) Board Member; Home Mission Council; Location: 900 South Arlington Avenue, Suite 120B Harrisburg Pa 17109 U.S.A.; Description of the business: Home Mission Council assists The Eastern Regional Conference in its missionary and evangelistic work by making funds available through loans to units of the Church for the acquisition, construction and improvement of churches and church-related facilities. Individuals and churches in Pennsylvania can invest in HMC Certificates of Investment, with terms ranging from one to five years with interest rates dependent on the term. Responsibilities Duties: Attend and participate in HMC board meetings. Review HMC financial statements in preparation for board meetings.; Start date with business: 2022-04-19; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 0; 3) Board Member; Cumberland County Affordable Housing Trust Fund Board; Investment related: No; One Courthouse Square, Suite 200 Carlisle PA 17013 U.S.A.; Cumberland County Ordinance 1996-1 established the County Affordable Housing Fund. The Affordable Housing Fund raises revenues to enable county residents to purchase or rent quality residential housing.; Duties:
(1) Attend board meetings,
(2) Review matters of fund allocation and advertisement,
(3) Vote and make recommendations to County Commissioners; 2022-07-25; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TURNING POINT FINANCIAL

TURNING POINT BENEFIT GROUP, INC. | TURNING POINT FINANCIAL

CRD#: 301282 / SEC#: 801-116895
RIA
Registered Investment Advisory firm - SEC (7/3/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Pennsylvania
(8/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1994About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view James Daniel Good's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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