Robert R. Barron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Ree Barron was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2008 - April 2, 2012
BERSOT CAPITAL MANAGEMENT, LLC
January 7, 2002 - November 4, 2002
NYLIFE DISTRIBUTORS LLC
January 21, 1999 - December 31, 2001
FORESIDE FUNDS DISTRIBUTORS LLC
September 12, 1994 - December 31, 1998
FPS BROKER SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BERSOT CAPITAL MANAGEMENT, LLC
CRD#: 139090 / SEC#: 801-114942
Contact information
Regulatory assets under management
| Total Number of Accounts | 47 |
| AUM (Assets Under Management) | $ 186,219,755 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
