Michael A. De Luca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony De Luca, who also goes by Mike De Luca, Michael Anthony Deluca, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2017 - December 31, 2017
DE LUCA, MICHAEL
January 29, 2016 - December 31, 2016
DE LUCA, MICHAEL
September 16, 2014 - December 31, 2015
DE LUCA, MICHAEL
November 7, 2007 - August 31, 2012
QUEST CAPITAL STRATEGIES, INC.
January 19, 2005 - November 17, 2005
QUEST CAPITAL STRATEGIES, INC.
January 18, 2000 - August 31, 2012
QUEST CAPITAL STRATEGIES, INC.
April 2, 1996 - December 23, 1999
PFS INVESTMENTS INC.
May 12, 1994 - September 26, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
DE LUCA, MICHAEL
CRD#: 172950 / SEC#:
Contact information
Red Flags
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