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Craig P. Livingston

JPMORGAN DISTRIBUTION SERVICES
Jersey City, NJ 07310
Some features on this profile are disabled
CRD#: 2466744
CL

Professional summary

Craig Patrick Livingston is a registered financial professional currently at JPMORGAN DISTRIBUTION SERVICES, INC. located in Jersey City, New Jersey.

Craig is registered as a RR (Registered Representative) and started their career in finance in 1994. Craig has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 52, Series 3, Series 7, Series 53, Series 24, Series 8 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Craig Patrick Livingston's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 1, 2016 - Present

JPMORGAN DISTRIBUTION SERVICES, INC.

Office #1: 480 Washington Blvd, Jersey City, NJ 07310
BD
CRD#: 104234
Jersey City, NJ
Past

February 6, 2012 - September 14, 2015

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

October 20, 2004 - January 9, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
MELVILLE, NY
Past

October 20, 2004 - January 9, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

August 27, 2002 - October 20, 2004

QUICK & REILLY, INC.

RIA
CRD#: 11217
ISLANDIA, NY
Past

May 24, 1994 - October 20, 2004

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 8/30/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/10/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Date: 7/9/2014
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 12/13/2012
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 2/3/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/13/2015
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/12/2012
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 11/29/1997
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 4
Date: 6/25/1997
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

JD
JPMORGAN DISTRIBUTION SERVICES, INC.
JPMORGAN DISTRIBUTION SERVICES, INC. | ONE GROUP DEALER SERVICES, INC.

CRD#: 104234 / SEC#: , 8-52700

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1111 Polaris Parkway, Columbus, OH 43240
Mailing Address
1111 Polaris Parkway Mail Code: Oh1-0004, Columbus, OH 43240
Phone number
(201) 595-1958
Established
Delaware since 10/25/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
JPMORGAN ASSET MANAGEMENT HOLDINGS INC.STOCKHOLDER
BARTA, WENDY KAYPRESIDENT AND DIRECTOR2855534
KLOZA, KEVINCHIEF COMPLIANCE OFFICER2188958
LEKSTUTIS, CARMINECHIEF LEGAL OFFICER6990745
LISHER, ANDREADIRECTOR4493750
MACHULSKI, MICHAEL RICHARDPRINCIPAL FINANCIAL AND OPERATIONS OFFICER AND DIRECTOR4726972
SANZONE, JOSEPH FRANKDIRECTOR6581797

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234Jersey City, NJ 07310

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