Gregg M. Balbera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregg M Balbera was a registered financial professional .
Gregg is a previously registered financial professional and started their career in finance in 1994. Gregg had worked at 6 firms and has passed the Series 63, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2012 - May 31, 2013
DIRECT ACCESS PARTNERS LLC
June 26, 2007 - February 13, 2012
INSTINET, LLC
January 30, 2006 - July 5, 2007
J.P. MORGAN SECURITIES LLC
April 14, 2005 - May 25, 2005
J.P. MORGAN SECURITIES LLC
April 14, 2005 - January 27, 2006
INSTITUTIONAL DIRECT INC.
August 1, 2000 - April 14, 2005
INSTINET, LLC
April 13, 1994 - August 1, 2000
REUTERS C CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 6/18/1999
Limited Representative-Equity Trader ExamCurrent Firm
DIRECT ACCESS PARTNERS LLC
CRD#: 120950 / SEC#: , 8-65361
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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