MJ

Marc R. Jurman

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CRD#: 2466585
MJ

Professional summary


Marc Russell Jurman was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Marc is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Marc had worked at 9 firms, which includes FINANCE 500 INC., MARLINS CAPITAL LLC, BASIC INVESTORS INC., HILL THOMPSON MAGID & CO. INC., CROWN FINANCIAL GROUP INC., S. D. COHN & CO. INC., GKN SECURITIES CORP., D. BLECH & COMPANY INCORPORATED, MAIDSTONE FINANCIAL INC..

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 9, 2005 - February 5, 2007

FINANCE 500, INC.

BD
CRD#: 12981
BOCA RATON, FL
Past

October 20, 2003 - February 17, 2005

MARLINS CAPITAL, LLC

BD
CRD#: 117468
BOCA RATON, FL
Past

May 23, 2003 - August 12, 2003

MARLINS CAPITAL, LLC

BD
CRD#: 117468
BOCA RATON, FL
Past

October 14, 2002 - May 22, 2003

BASIC INVESTORS INC.

BD
CRD#: 1187
MELVILLE, NY
Past

September 9, 1998 - March 20, 2001

HILL THOMPSON MAGID & CO., INC.

BD
CRD#: 2202
JERSEY CITY, NJ
Past

September 5, 1995 - September 14, 1998

CROWN FINANCIAL GROUP, INC.

BD
CRD#: 540
JERSEY CITY, NJ
Past

December 6, 1994 - September 26, 1995

S. D. COHN & CO., INC.

BD
CRD#: 27827
HAUPPAUGE, NY
Past

October 6, 1994 - December 13, 1994

GKN SECURITIES CORP.

BD
CRD#: 19415
NEW YORK, NY
Past

August 31, 1994 - October 26, 1994

D. BLECH & COMPANY, INCORPORATED

BD
CRD#: 26063
NEW YORK, NY
Past

May 2, 1994 - August 18, 1994

MAIDSTONE FINANCIAL, INC.

BD
CRD#: 31804
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 55
Date: 1/16/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam

Current Firm


F5
FINANCE 500, INC.
FINANCE 500 | FINANCE 500, INC.

CRD#: 12981 / SEC#: , 8-28302

BD
Terminated by SEC on 11/12/2024
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 08/24/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
RMB GROUP, LLCOWNER
BENNETT, BRYAN LEEPRESIDENT, COO, DIRECTOR2614924
DIGIORGIO, ANN ELIZABETHMUNI PRINCIPAL735482
DIGIORGIO, ANN ELIZABETHCCO / AML COMPLIANCE OFFICER735482
DIGIORGIO, ANN ELIZABETHCHIEF FINANCIAL OFFICER735482

Disclosures


Regulatory Event16
Arbitration5
Bond1

Red Flags


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Company Information


FINANCE 500, INC.

CRD#: 12981

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