RB
Robert F. Balice
BRIDGEWATER ASSET MANAGEMENT LLC
Chesterfield, MO 63017
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CRD#: 2466576
RB
Professional summary
Robert Francis Balice, who also goes by Bob Balice, is a registered financial advisor currently at BRIDGEWATER ASSET MANAGEMENT LLC located in Chesterfield, Missouri and LPL FINANCIAL LLC located in Chesterfield, Missouri.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Balice
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 5/24/2004 - NON-VARIABLE INSURANCE - FIXED INSURANCE. - CHESTERFIELD, MO
(2) 01/07/2014 - BRIDGEWATER ASSET MANAGEMENT LLC - REGISTERED INVESTMENT ADVISOR - WE PROVIDE A VARIETY OF FINANCIAL PLANNING AND CONSULTING SERVICES TO INDIVIDUALS, FAMILIES AND OTHER CLIENTS REGARDING THE MANAGEMENT OF THEIR FINANCIAL RESOURCES BASED UPON AN ANALYSIS OF THE CLIENT�S CURRENT SITUATION, GOALS, AND OBJECTIVES. - TIME SPENT 60% - CHESTERFIELD, MO
(3) 02/21/2014 - DBA ONLY - BRIDGEWATER ASSET MANAGEMENT, LLC - CHESTERFIELD, MO
(4) 09/22/2015 - Balice Photography - Business Owner - NOT INV REL - 18617 Evansway Dr Chesterfield MO 63005 - 5 HRS/MO NOT DURING SECS TRDG HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Francis Balice's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2014 - Present
BRIDGEWATER ASSET MANAGEMENT LLC
Office #1: 16150 Main Circle Drive Suite 210, Chesterfield, MO 63017RIA
CRD#: 169832
Chesterfield, MO
Current
May 19, 2004 - Present
LPL FINANCIAL LLC
Office #1: 16150 Main Circle Dr Ste 210, Chesterfield, MO 63017-4689RIA
BD
CRD#: 6413
Chesterfield, MO
Past
May 19, 2004 - May 14, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHESTERFIELD, MO
Past
December 24, 1994 - June 9, 2004
WS GRIFFITH SECURITIES, INC.
RIA
CRD#: 10410
ST LOUIS, MO
Past
March 25, 1994 - June 9, 2004
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BRIDGEWATER ASSET MANAGEMENT LLC
BRIDGEWATER ASSET MANAGEMENT LLC | J.P. GRIFFARD & ASSOCIATES | BRIDGEWATER ASSET MANAGEMENT, LLC
CRD#: 169832 / SEC#: 801-108560
RIA
Registered Investment Advisory firm - (11/9/2016 Approved)California
Registered Investment Advisory firm - (12/15/2016 Terminated)Colorado
Registered Investment Advisory firm - (11/30/2016 Terminated)Illinois
Registered Investment Advisory firm - (11/9/2016 Terminated)Michigan
Registered Investment Advisory firm - (11/16/2016 Terminated)Missouri
Registered Investment Advisory firm - (11/17/2016 Terminated)Texas
Registered Investment Advisory firm - (11/15/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/7/2008)
RR
Alaska(10/11/2019)
RR
Arkansas(9/29/2021)
RR
California(5/19/2004)
RR
Colorado(5/19/2004)
RR
Connecticut(5/19/2004)
RR
Florida(6/18/2009)
RR
Georgia(5/5/2009)
RR
Idaho(7/10/2007)
RR
Illinois(5/19/2004)
RR
Indiana(7/27/2005)
RR
Kansas(9/24/2019)
RR
Massachusetts(10/21/2013)
RR
Michigan(5/19/2004)
RR
Missouri(5/19/2004)
IAR
Missouri(1/23/2014)
RR
Nebraska(5/19/2004)
RR
Nevada(12/15/2023)
RR
New Jersey(4/25/2025)
RR
New York(5/19/2004)
RR
North Carolina(4/28/2025)
RR
Pennsylvania(4/25/2025)
RR
Texas(5/19/2004)
IAR
Texas(8/6/2014)
RR
Utah(7/22/2013)
RR
Washington(11/13/2018)
RR
Wisconsin(10/23/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BA
BRIDGEWATER ASSET MANAGEMENT LLC
BRIDGEWATER ASSET MANAGEMENT LLC | J.P. GRIFFARD & ASSOCIATES | BRIDGEWATER ASSET MANAGEMENT, LLC
CRD#: 169832 / SEC#: 801-108560
RIA
Registered Investment Advisory firm - (11/9/2016 Approved)California
Registered Investment Advisory firm - (12/15/2016 Terminated)Colorado
Registered Investment Advisory firm - (11/30/2016 Terminated)Illinois
Registered Investment Advisory firm - (11/9/2016 Terminated)Michigan
Registered Investment Advisory firm - (11/16/2016 Terminated)Missouri
Registered Investment Advisory firm - (11/17/2016 Terminated)Texas
Registered Investment Advisory firm - (11/15/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16150 Main Circle Drive Suite 210, Chesterfield, MO 63017
Mailing Address
Phone number
(636) 536-9936
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,165 |
| AUM (Assets Under Management) | $ 298,451,193 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BRIDGEWATER ASSET MANAGEMENT LLC
CRD#: 169832Chesterfield, MO 63017TRUST BUT VERIFY
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Contact information
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