Tyler P. Duffy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tyler Patrick Duffy was a registered financial professional .
Tyler is a previously registered financial professional and started their career in finance in 1994. Tyler had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2006 - December 31, 2014
CAPITAL WEALTH ADVISORS, LLC
January 10, 2006 - March 28, 2006
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 3, 2006 - December 2, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 31, 2003 - December 31, 2005
VSR FINANCIAL SERVICES, INC.
September 10, 1999 - December 31, 2005
VSR FINANCIAL SERVICES, INC.
January 17, 1997 - September 13, 1999
CARTER, TERRY & COMPANY, INC.
May 17, 1995 - January 17, 1997
SYNOVUS SECURITIES, INC.
April 11, 1994 - May 1, 1995
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAPITAL WEALTH ADVISORS, LLC
CRD#: 138136 / SEC#:
Contact information
Red Flags
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