Rolland E. Nielson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rolland Eugene Nielson was a registered financial professional .
Rolland is a previously registered financial professional and started their career in finance in 1994. Rolland had worked at 1 firm and has passed the Series 65, Series 63, Series 22 and Series 6 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 1994 - May 17, 2001
INNOVATIVE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INNOVATIVE SECURITIES, INC.
CRD#: 24097 / SEC#: , 8-40944
Contact information
Documents
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