Barry B. Hippensteel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Barnes Hippensteel was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1973. Barry had worked at 10 firms and has passed the Series 63, PC, Series 5 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 1997 - December 16, 1998
AMERICAN PACIFIC SECURITIES, INC.
November 21, 1996 - September 9, 1997
EQUITY PROGRAMS CORPORATION
February 1, 1994 - June 14, 1996
A. G. EDWARDS & SONS, INC.
March 11, 1988 - January 14, 1994
SUTRO & CO. INCORPORATED
June 30, 1987 - February 12, 1988
FIRST AFFILIATED SECURITIES, INC.
April 10, 1985 - June 9, 1987
MCKEWON & TIMMINS
August 17, 1984 - March 8, 1985
MORGAN STANLEY DW INC.
September 13, 1982 - August 14, 1984
LEHMAN BROTHERS INC.
January 31, 1980 - September 24, 1982
UBS FINANCIAL SERVICES INC.
March 21, 1973 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/26/1991
AMEX Put and Call ExamSeries 5
Date: 12/12/1981
Interest Rate Options ExaminationSeries 1
Date: 3/17/1973
Registered Representative ExaminationCurrent Firm
AMERICAN PACIFIC SECURITIES, INC.
CRD#: 2532 / SEC#: , 8-4763
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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