Charles J. Sweat

TVAMP

JACKSBORO, TN 37757

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CRD#: 2466467

Professional summary

Charles Jeffrey Sweat, CFP® is a registered financial advisor currently at TVAMP, LLC located in Jacksboro, Tennessee and LPL FINANCIAL LLC located in Jacksboro, Tennessee.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Charles has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Inheritance

Business Succession Planning

Estate Planning

Investment Planning

Employee and Employer Plan Ben...

Social Security Planning

Divorce Planning

Small Business Planning

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Jeffrey Sweat's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

July 17, 2012 - Present

TVAMP, LLC

Office #1: 312 Main Street, Jacksboro, TN 37757

RIA

CRD#: 160321

JACKSBORO, TN

Current

November 30, 2006 - Present

LPL FINANCIAL LLC

Office #1: 306 Main Street, Jacksboro, TN 37757Office #2: 6025 Brookvale Lane Ste 160, Knoxville, TN 37919

RIA

CRD#: 6413

Jacksboro, TN

Past

December 1, 2006 - March 27, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

JACKSBORO, TN

Past

November 29, 2006 - December 6, 2006

EDWARD JONES

RIA

CRD#: 250

JACKSBORO, TN

Past

January 6, 1997 - December 6, 2006

EDWARD JONES

CRD#: 250

JACKSBORO, TN

Past

March 14, 1994 - December 31, 1996

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TVAMP, LLC

BRIDGEWORKS DIVORCE FINANCIAL PLANNING | TVAMP, LLC | TVAMP | TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS, LLC

CRD#: 160321 / SEC#: 801-96325

RIA

Registered Investment Advisory firm - (5/18/2015 Approved)

Florida

Registered Investment Advisory firm - (5/22/2015 Terminated)

Tennessee

Registered Investment Advisory firm - (5/29/2015 Terminated)

Texas

Registered Investment Advisory firm - (5/22/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/23/2007)

Georgia
(11/30/2006)

Kentucky
(11/30/2006)

North Carolina
(6/20/2014)

Ohio
(2/24/2021)

Tennessee
(11/30/2006)

IAR

Tennessee
(7/17/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/27/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/22/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/18/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TVAMP, LLC

BRIDGEWORKS DIVORCE FINANCIAL PLANNING | TVAMP, LLC | TVAMP | TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS, LLC

CRD#: 160321 / SEC#: 801-96325

RIA

Registered Investment Advisory firm - (5/18/2015 Approved)

Florida

Registered Investment Advisory firm - (5/22/2015 Terminated)

Tennessee

Registered Investment Advisory firm - (5/29/2015 Terminated)

Texas

Registered Investment Advisory firm - (5/22/2015 Terminated)

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Contact information

Main Address

6025 Brookvale Lane Suite 160, Knoxville, TN 37919

Mailing Address

Phone number

(865) 226-9982

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 APPENDIX 1 (9/5/2025)

ADV PART 2A (9/5/2025)

Regulatory assets under management

Total Number of Accounts	4,768
AUM (Assets Under Management)	$ 1,000,508,308

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Charles J. Sweat

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Jeffrey Sweat's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

QUEST CAPITAL STRATEGIES, INC.

Primary Firm SEC Registration

TVAMP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/27/2006

Series 63

Date: 3/22/1994

SIE

Date: 10/1/2018

Series 7

Date: 3/12/1994

Series 24

Date: 1/18/2007

FINRA

Current Firm

TVAMP, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TVAMP, LLC

TRUST BUT VERIFY

Contact information

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