Charles J. Sweat
TVAMP
JACKSBORO, TN 37757
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CRD#: 2466467
Professional summary
Charles Jeffrey Sweat, CFP® is a registered financial advisor currently at TVAMP, LLC located in Jacksboro, Tennessee and LPL FINANCIAL LLC located in Jacksboro, Tennessee.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Charles has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Inheritance
Business Succession Planning
Estate Planning
Investment Planning
Employee and Employer Plan Ben...
Social Security Planning
Divorce Planning
Small Business Planning
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 09/24/2012: TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - 50% OF TIME SPENT 2. 11/28/2014: NO BUSINESS NAME - Real Estate Rental - INV REL - LAFOLLETTE TN 37766 - START 12/20/2014 - 1 HR/MO NONE DURING SECS TRDG HRS - PROPERTY OWNER 3. 05/13/2015: TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS (TVAMP) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 05/12/2015 - 80 HR/MO ALL DURING SECS TRDG HRS. 4. 12/12/2016 - Tennessee Brokerage Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/08/2016 - 1 Hour Per Month During Securities Trading. 5. 12/13/2019 - ARK, LLC - Investment Related - Knoxville TN 37919 - Real Estate Rental - Started 12/02/2019 - 1 Hours Per Month During Securities Trading - Real estate ownership and leasing of office space. 6. 08/30/2022 - No Business Name - Investment Related - Jacksboro TN - Real Estate Rental - Start Date - 10/26/2016 - 1 Hours Per Month/0 Hours During Securities Trading. 7. 08/01/2024 - Jeff Sweat - Real Estate Rental - Investment Related - Lafollette, TN - Start Date 12/21/2008 - 1 Hour Per Month/ 0 Hours During Trading 8. 08/01/2024 - Real Estate Rental - Investment Related - At Reported Business Location - Start Date 10/26/2016 - 1 Hour Per Month/ 0 Hours During Trading 9) 02/20/2025 - TVAMP PropCo 1 - Investment Related - Morristown TN - Real Estate Rental - Start Date:02/19/2025 - 1 Hrs/Mth - 0 Hrs During Trading. 10)09/12/2025 - TVAMP Tax Planning, LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date:08/28/2025 - 8 Hrs/Mth - 8 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Jeffrey Sweat's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
July 17, 2012 - Present
TVAMP, LLC
Office #1: 312 Main Street, Jacksboro, TN 37757RIA
CRD#: 160321
JACKSBORO, TN
Current
November 30, 2006 - Present
LPL FINANCIAL LLC
Office #1: 306 Main Street, Jacksboro, TN 37757Office #2: 6025 Brookvale Lane Ste 160, Knoxville, TN 37919RIA
BD
CRD#: 6413
Jacksboro, TN
Past
December 1, 2006 - March 27, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
JACKSBORO, TN
Past
November 29, 2006 - December 6, 2006
EDWARD JONES
RIA
CRD#: 250
JACKSBORO, TN
Past
January 6, 1997 - December 6, 2006
EDWARD JONES
BD
CRD#: 250
JACKSBORO, TN
Past
March 14, 1994 - December 31, 1996
QUEST CAPITAL STRATEGIES, INC.
BD
CRD#: 16783
LAGUNA HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TVAMP, LLC
BRIDGEWORKS DIVORCE FINANCIAL PLANNING | TVAMP, LLC | TVAMP | TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS, LLC
CRD#: 160321 / SEC#: 801-96325
RIA
Registered Investment Advisory firm - (5/18/2015 Approved)Florida
Registered Investment Advisory firm - (5/22/2015 Terminated)Tennessee
Registered Investment Advisory firm - (5/29/2015 Terminated)Texas
Registered Investment Advisory firm - (5/22/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/23/2007)
RR
Georgia(11/30/2006)
RR
Kentucky(11/30/2006)
RR
North Carolina(6/20/2014)
RR
Ohio(2/24/2021)
RR
Tennessee(11/30/2006)
IAR
Tennessee(7/17/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TL
TVAMP, LLC
BRIDGEWORKS DIVORCE FINANCIAL PLANNING | TVAMP, LLC | TVAMP | TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS, LLC
CRD#: 160321 / SEC#: 801-96325
RIA
Registered Investment Advisory firm - (5/18/2015 Approved)Florida
Registered Investment Advisory firm - (5/22/2015 Terminated)Tennessee
Registered Investment Advisory firm - (5/29/2015 Terminated)Texas
Registered Investment Advisory firm - (5/22/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6025 Brookvale Lane Suite 160, Knoxville, TN 37919
Mailing Address
Phone number
(865) 226-9982
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,768 |
| AUM (Assets Under Management) | $ 1,000,508,308 |
Red Flags
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Company Information
TVAMP, LLC
CRD#: 160321Jacksboro, TN 37757TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
