Gregory W. Doepke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory William Doepke, CFP®, who also goes by Gregory W Doepke, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1994. Gregory had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2000 - March 30, 2020
WEALTHSPIRE ADVISORS
March 1, 1999 - October 12, 2012
INVESTORS SECURITY COMPANY, INC.
April 27, 1994 - July 13, 1999
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTHSPIRE ADVISORS
CRD#: 106259 / SEC#: 801-39127
Contact information
Regulatory assets under management
| Total Number of Accounts | 369 |
| AUM (Assets Under Management) | $ 518,106,982 |
Red Flags
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