Michael A. Tomaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Allen Tomaw was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2013 - January 10, 2019
SVA WEALTH MANAGEMENT, LLC
August 17, 2004 - April 26, 2013
FILBRANDT INVESTMENT ADVISERS INCORPORATED
April 10, 2002 - December 8, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 25, 1994 - August 7, 1997
AEGON USA SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
SVA WEALTH MANAGEMENT, LLC
CRD#: 159216 / SEC#: 801-72818
Contact information
Red Flags
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