AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
RH

Ronald V. Howard

HOWARD CAPITAL MANAGEMENT
Roswell, GA 30076
Some features on this profile are disabled
CRD#: 2466409
RH

Professional summary


Ronald Vance Howard is a registered financial advisor currently at HOWARD CAPITAL MANAGEMENT, INC. located in Roswell, Georgia.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Ronald has worked at 12 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
V.J. TRADING INC.-PARTNER, INVESTMENT RELATED BUSINESS. AR INVESTMENTS, LLC - OWNER, NON-INVESTMENT RELATED

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Ronald Vance Howard's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 5, 2003 - Present

HOWARD CAPITAL MANAGEMENT, INC.

Office #1: 1145 Hembree Rd., Roswell, GA 30076Office #2: 2201 Ave S., Huntsville, TX 77340
RIA
CRD#: 118070
Roswell, GA
Past

June 20, 2016 - October 31, 2016

BLUE DUCK WEALTH MANAGEMENT

RIA
CRD#: 281832
ROSWELL, GA
Past

December 5, 2007 - August 26, 2009

ONYX WEALTH ADVISORS, INC.

RIA
CRD#: 119558
DALLAS, TX
Past

September 19, 2005 - December 31, 2005

ONYX WEALTH ADVISORS, INC.

RIA
CRD#: 119558
HUNTSVILLE, TX
Past

September 19, 2005 - August 3, 2009

CAMBRIDGE LEGACY SECURITIES L.L.C.

BD
CRD#: 103722
HUNTSVILLE, TX
Past

May 13, 2004 - September 28, 2005

WESTPARK WEALTH ADVISORS, INC.

RIA
CRD#: 130914
HOUSTON, TX
Past

July 30, 2002 - December 31, 2004

IMS SECURITIES, INC.

RIA
CRD#: 35567
HUNTSVILLE, TX
Past

July 30, 2002 - September 28, 2005

IMS SECURITIES, INC.

BD
CRD#: 35567
HOUSTON, TX
Past

January 17, 2001 - August 14, 2002

RUSHMORE SECURITIES CORPORATION

BD
CRD#: 8392
DALLAS, TX
Past

June 8, 1998 - February 26, 2001

NORTHSTAR SECURITIES, INC.

BD
CRD#: 11247
DALLAS, TX
Past

September 5, 1995 - December 9, 1998

DOMINION CAPITAL CORPORATION

BD
CRD#: 18837
DALLAS, TX
Past

May 3, 1994 - September 5, 1995

MOMENTUM INDEPENDENT NETWORK INC.

BD
CRD#: 17587
DALLAS, TX
Past

April 12, 1994 - May 4, 1994

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

March 14, 1994 - April 20, 1994

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HOWARD CAPITAL MANAGEMENT, INC.
HOWARD CAPITAL MANAGEMENT, INC.

CRD#: 118070 / SEC#: 801-69763

RIA
Registered Investment Advisory firm - (12/15/2008 Approved)
Georgia
Registered Investment Advisory firm - (1/9/2009 Terminated)
Texas
Registered Investment Advisory firm - (12/15/2008 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(1/31/2008)
IAR
Texas
(2/5/2003)

Exams


State Security Law Exam
RR
Series 63
Date: 4/4/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


HC
HOWARD CAPITAL MANAGEMENT, INC.
HOWARD CAPITAL MANAGEMENT, INC.

CRD#: 118070 / SEC#: 801-69763

RIA
Registered Investment Advisory firm - (12/15/2008 Approved)
Georgia
Registered Investment Advisory firm - (1/9/2009 Terminated)
Texas
Registered Investment Advisory firm - (12/15/2008 Terminated)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
1145 Hembree Rd., Roswell, GA 30076
Mailing Address
Phone number
(770) 642-4902
Established
Firm type
Fiscal year end
# of Employees
43

SEC notice filing (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HOWARD CAPITAL MANAGEMENT, INC. ADV BROCHURE (9/8/2025)

Regulatory assets under management


Total Number of Accounts14,684
AUM (Assets Under Management)$ 6,866,502,932

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HOWARD CAPITAL MANAGEMENT, INC.

CRD#: 118070Roswell, GA 30076

TRUST BUT VERIFY

Monitor Ronald Howard

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Robert L Busby
Robert BusbyAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Atlanta, GA
AP
Alexander PaslayAdvisorCheck Check Mark
KESTRA ADVISORY SERVICES, LLC
IAR
RR
Woodstock, GA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.