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KZ

Kevin P. Zeyen

THE WELLINGTON GRP
INDIANAPOLIS, IN 46240
Some features on this profile are disabled
CRD#: 2466225
KZ

Professional summary

Kevin Patrick Zeyen is a registered financial advisor currently at THE WELLINGTON GRP LLC located in Indianapolis, Indiana.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kevin has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Patrick Zeyen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 20, 2026 - Present

THE WELLINGTON GRP LLC

Office #1: 9000 Keystone Crossing Suite 400, Indianapolis, IN 46240
RIA
CRD#: 332803
INDIANAPOLIS, IN
Past

November 15, 2018 - February 19, 2026

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Indianapolis, IN
Past

November 12, 2018 - February 19, 2026

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Indianapolis, IN
Past

January 23, 2018 - October 26, 2018

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
INDIANAPOLIS, IN
Past

January 16, 2018 - October 26, 2018

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
INDIANAPOLIS, IN
Past

March 15, 2016 - January 9, 2018

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
INDIANAPOLIS, IN
Past

February 18, 2013 - January 9, 2018

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
INDIANAPOLIS, IN
Past

August 4, 1995 - January 4, 1997

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THE WELLINGTON GRP LLC
THE WELLINGTON GROUP | WELLINGTONWS, LLC | THE WELLINGTON GRP LLC

CRD#: 332803 / SEC#: 801-131076

RIA
Registered Investment Advisory firm - (9/6/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(2/20/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/19/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/24/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/6/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/16/2013
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TW
THE WELLINGTON GRP LLC
THE WELLINGTON GROUP | WELLINGTONWS, LLC | THE WELLINGTON GRP LLC

CRD#: 332803 / SEC#: 801-131076

RIA
Registered Investment Advisory firm - (9/6/2024 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
9000 Keystone Crossing Suite 400, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 846-5055
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TWG ADV PART 2A (7/31/2025)

Regulatory assets under management

Total Number of Accounts240
AUM (Assets Under Management)$ 136,422,525

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE WELLINGTON GRP LLC

CRD#: 332803Indianapolis, IN 46240

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