Anthony Mancini
Professional summary
Anthony Mancini Jr., who also goes by Mancini Anthony, Anthony Mancini Jr, Anthony Mancini-jr, Anthony Mancini, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1994. Anthony has worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 3, Series 7, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Mancini Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2024 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 1301 Avenue Of Americas Suite 3700, New York, NY 10019October 26, 2021 - October 15, 2024
UBS FINANCIAL SERVICES INC.
May 2, 2018 - October 15, 2024
UBS FINANCIAL SERVICES INC.
June 23, 2016 - May 10, 2018
JEFFERIES LLC
January 8, 2016 - June 16, 2016
OPPENHEIMER & CO. INC.
January 4, 2010 - October 6, 2015
TD SECURITIES (USA) LLC
September 9, 2008 - January 5, 2010
LEBENTHAL & CO., LLC
August 17, 2005 - March 28, 2008
MORGAN STANLEY & CO. LLC
May 1, 2001 - August 5, 2005
J.P. MORGAN SECURITIES INC.
May 17, 1994 - May 1, 2001
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2024)
(10/8/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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