David T. Rhodes

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CRD#: 2465871

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Tanner Rhodes was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1994. David had worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 6, 2022 - September 9, 2022

BUTTONWOOD FINANCIAL ADVISORS, INC.

RIA

CRD#: 144926

Annapolis, MD

Past

February 14, 2022 - April 1, 2022

EASTPORT ADVISORS, LLC

RIA

CRD#: 168251

Annapolis, MD

Past

November 6, 2013 - December 31, 2021

EASTPORT ADVISORS, LLC

RIA

CRD#: 168251

ANNAPOLIS, MD

Past

January 1, 2008 - October 22, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ANNAPOLIS, MD

Past

January 1, 2008 - October 22, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ANNAPOLIS, MD

Past

April 14, 2005 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

ANNAPOLIS, MD

Past

May 2, 1994 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

ANNAPOLIS, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUTTONWOOD FINANCIAL ADVISORS, INC.

CRD#: 144926 / SEC#: 801-118433

RIA

Registered Investment Advisory firm - (4/13/2020 Approved)

Arizona

Registered Investment Advisory firm - (11/18/2014 Terminated)

Florida

Registered Investment Advisory firm - (4/15/2020 Terminated)

Maryland

Registered Investment Advisory firm - (4/17/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/15/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2020 Terminated)

Virginia

Registered Investment Advisory firm - (4/15/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/13/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/11/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/29/1994

General Securities Representative Examination

Current Firm

BUTTONWOOD FINANCIAL ADVISORS, INC.

CRD#: 144926 / SEC#: 801-118433

RIA

Registered Investment Advisory firm - (4/13/2020 Approved)

Arizona

Registered Investment Advisory firm - (11/18/2014 Terminated)

Florida

Registered Investment Advisory firm - (4/15/2020 Terminated)

Maryland

Registered Investment Advisory firm - (4/17/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/15/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2020 Terminated)

Virginia

Registered Investment Advisory firm - (4/15/2020 Terminated)

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Contact information

Main Address

1 N Haven Street, Suite 204, Baltimore, MD 21224

Mailing Address

Phone number

(410) 988-2391

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE BUTTONWOOD FINANCIAL ADVISORS, INC. (1/30/2025)

Regulatory assets under management

Total Number of Accounts	1,006
AUM (Assets Under Management)	$ 393,164,159

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David T. Rhodes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EASTPORT ADVISORS, LLC

EASTPORT ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

BUTTONWOOD FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/13/2005

Series 63

Date: 5/11/1994

Series 7

Date: 4/29/1994

Current Firm

BUTTONWOOD FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BUTTONWOOD FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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