John A. Gibbons
Professional summary
John Anthony Gibbons III, who also goes by Jay Gibbons III, John Anthony Gibbons, is a registered financial advisor currently at SWANSON RIVER CAPITAL MANAGEMENT LLC located in Greenwich, Connecticut.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. John has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Anthony Gibbons III's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2012 - Present
SWANSON RIVER CAPITAL MANAGEMENT LLC
November 6, 2000 - June 30, 2011
TCW FUNDS DISTRIBUTORS LLC
January 17, 1997 - January 12, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 8, 1994 - October 29, 1996
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/14/2012)
Exams
Current Firm
SWANSON RIVER CAPITAL MANAGEMENT LLC
CRD#: 166031 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 17,007,655 |
Red Flags
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