Sean Stephen Pendray
Professional Summary
Sean Stephen Pendray is a registered financial advisor currently at MERITED WEALTH, LLC located in Pine Crest, Florida. Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Sean has worked at 14 firms and has passed the Series 63, Series 65, SIE, Series 62, Series 6 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
MERITED WEALTH | TAYLORMADE INVESTMENTS, LLC | STEPHEN A.TAYLOR WEALTH MANAGEMENT | STEPHEN A. TAYLOR WEALTH MANAGEMENT, LLC | MERITED WEALTH, LLC | MERITED WEALTH BENEFITS
Contact Information
Main Address
1666 79th Street Causeway Suite 501, North Bay Village, FL 33141Phone Number
(305) 722-0091# of Employees
8SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
463AUM (Assets Under Management)
$186,147,824Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MERITED WEALTH | TAYLORMADE INVESTMENTS, LLC | STEPHEN A.TAYLOR WEALTH MANAGEMENT | STEPHEN A. TAYLOR WEALTH MANAGEMENT, LLC | MERITED WEALTH, LLC | MERITED WEALTH BENEFITS
State Registrations and Notice Filings
(6/14/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Apr 2013Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 2006About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Sean Stephen Pendray's CRS (Customer Relationship Summary).
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