Sean S. Pendray

MERITED WEALTH

Pine Crest, FL 33156

Some features on this profile are disabled

CRD#: 2465849

Professional summary

Sean Stephen Pendray is a registered financial advisor currently at MERITED WEALTH, LLC located in Pine Crest, Florida.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Sean has worked at 14 firms and has passed the Series 63, Series 65, SIE, Series 62, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PENDRAY FINANCIAL ASSOCIATES, Investment Related, 12651 S Dixie Highway Ste 321, Pine Crest, FL, USA, 33156, start date 2012, Insurance related activities including annuity products and life insurance, Medicare and Medicaid compliance solutions, time spent 80 hours per month. 2. Insurance Agent, Various insurance companies, Investment Related, start date 1993.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Stephen Pendray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2024 - Present

MERITED WEALTH, LLC

Office #1: 12651 S Dixie Highway Ste 321, Pine Crest, FL 33156

RIA

CRD#: 299549

Pine Crest, FL

Past

June 1, 2018 - June 13, 2024

MUTUAL TRUST ASSET MGMT., INC.

RIA

CRD#: 121364

Coral Gables, FL

Past

July 14, 2017 - June 13, 2024

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

CRD#: 8494

Miami, FL

Past

November 27, 2013 - June 27, 2017

FREEDOM INVESTORS CORP.

RIA

CRD#: 23714

Coral Gables, FL

Past

October 11, 2012 - June 27, 2017

FREEDOM INVESTORS CORP.

CRD#: 23714

Coral Gables, FL

Past

June 15, 2010 - October 22, 2010

EVOLVE INVESTMENT ADVISORS

RIA

CRD#: 131714

CORAL GABLES, FL

Past

September 4, 2008 - October 22, 2010

EVOLVE SECURITIES, INC.

RIA

CRD#: 127474

CORAL GABLES, FL

Past

February 12, 2007 - October 22, 2010

EVOLVE SECURITIES, INC.

CRD#: 127474

CORAL GABLES, FL

Past

November 2, 2006 - February 9, 2007

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

TALLAHASSEE, FL

Past

April 9, 2002 - August 18, 2003

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

July 2, 2001 - April 3, 2002

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

October 1, 2000 - July 3, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 15, 1996 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

April 4, 1995 - February 13, 1996

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 13, 1994 - September 27, 1994

M. J. WHITMAN, INC.

CRD#: 27870

NEW YORK, NY

Past

September 13, 1994 - March 20, 1995

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERITED WEALTH, LLC

CRD#: 299549 / SEC#: 801-129613

RIA

Registered Investment Advisory firm - (2/29/2024 Approved)

Florida

Registered Investment Advisory firm - (3/5/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/5/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/29/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/21/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 4/9/2013

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 11/1/2006

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 8/1/1994

General Securities Representative Examination

Current Firm

MERITED WEALTH, LLC

CRD#: 299549 / SEC#: 801-129613

RIA

Registered Investment Advisory firm - (2/29/2024 Approved)

Florida

Registered Investment Advisory firm - (3/5/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/5/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1666 79th Street Causeway Suite 501, North Bay Village, FL 33141

Mailing Address

Phone number

(305) 722-0091

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MERITED WEALTH, LLC ADV PART 2A (8/15/2025)

Regulatory assets under management

Total Number of Accounts	783
AUM (Assets Under Management)	$ 143,359,170

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sean S. Pendray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Stephen Pendray's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL TRUST ASSET MGMT., INC.

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

FREEDOM INVESTORS CORP.

FREEDOM INVESTORS CORP.

EVOLVE INVESTMENT ADVISORS

EVOLVE SECURITIES, INC.

EVOLVE SECURITIES, INC.

SIGNATOR FINANCIAL SERVICES, INC.

CITICORP INVESTMENT SERVICES

A. G. EDWARDS & SONS, INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

UBS FINANCIAL SERVICES INC.

M. J. WHITMAN, INC.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

MERITED WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/29/2017

Series 65

Date: 8/21/2008

SIE

Date: 10/1/2018

Series 62

Date: 4/9/2013

Series 6

Date: 11/1/2006

Series 7

Date: 8/1/1994

Current Firm

MERITED WEALTH, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MERITED WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors