Michael B. Scott
Professional summary
Michael Brian Scott was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Michael had worked at 5 firms, which includes VALLEY FORGE SECURITIES INC ., BARRON CHASE SECURITIES INC., J.W. BARCLAY & CO. INC., TOLUCA PACIFIC SECURITIES CORP., STATE CAPITAL MARKETS CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2001 - February 5, 2002
VALLEY FORGE SECURITIES, INC .
March 17, 1998 - October 17, 2000
BARRON CHASE SECURITIES, INC.
January 22, 1997 - March 15, 1998
J.W. BARCLAY & CO., INC.
September 20, 1995 - January 23, 1997
TOLUCA PACIFIC SECURITIES CORP.
July 26, 1994 - September 26, 1995
STATE CAPITAL MARKETS CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
VALLEY FORGE SECURITIES, INC .
CRD#: 20892 / SEC#: , 8-38587
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 6 |
Red Flags
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