Shashin G. Shah
SFMG WEALTH ADVISORS
PLANO, TX 75093
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CRD#: 2465754
Professional summary
Shashin Girish Shah, CFP®, who also goes by Shashin G. Shah, is a registered financial advisor currently at SFMG WEALTH ADVISORS located in Plano, Texas.
Shashin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Shashin has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Inheritance
Divorce Planning
Retirement Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
Shashin G. Shah
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Investments and Wealth Institute, 5619 DTC PKWY STE 500, GREENWOOD VILLAGE, CO 80111; BEGAN 1/09 REVIEWING SUBJECT MATTER FOR THE BASE COURSE. NOT INVESTMENT RELATED. DEVOTES 20 HRS/MONTH, NONE DURING TRADING HOURS. 2)CFP BOARD, 1425 K ST. WASHINGTON, DC 20005; AMBASSADOR; BEGAN 10/24/2014, CFP BOARD AMBASSADORS ARE CERTIFIED FINANCIAL PLANNER(TM) PROFESSIONALS, AND THEY WILL SERVE AS REPRESENTATIVES OF CFP BOARD. THEY WERE CHOSEN AFTER COMPLETING A RIGOROUS APPLICATION PROCESS AND BASED ON THEIR DEMONSTRATED LEADERSHIP SKILLS, PASSION FOR THE FINANCIAL PLANNING PROFESSION AND COMMITMENT TO THE CFP BOARD'S MISSION TO SERVE THE PUBLIC. NOT INVESTMENT RELATED. DEVOTED 1 HR/MONTH, NONE DURING TRADING HOURS. 3)WILEY, 111 RIVER ST, HOBOKEN, NJ; BEGAN 3/2016 WRITING QUESTIONS FOR WILEY'S CIMA REVIEW AND REVIEW GUIDE. NOT INVESTMENT RELATED.- DEVOTES 10 HR/WK, NONE DURING TRADING HOURS. 4)Mr. Shah is a part-owner of Confidence Period, LLC, started in August 2023, an investment-related entity which invests in companies that offer private investment located in Plano, Texas . Mr. Shah does not devote any time to this entity and does not have any related duties.
CRS (Client Relationship Summary) - RIA
Click below to view Shashin Girish Shah's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
July 9, 2016 - Present
SFMG WEALTH ADVISORS
Office #1: 3960 Dallas Parkway Suite 400, Plano, TX 75093RIA
CRD#: 107548
PLANO, TX
Past
June 12, 2006 - July 7, 2016
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
DALLAS, TX
Past
June 12, 2006 - July 7, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
DALLAS, TX
Past
June 21, 2002 - June 13, 2006
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
DALLAS, TX
Past
June 21, 2002 - June 13, 2006
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
DALLAS, TX
Past
March 16, 2001 - July 1, 2002
SALOMON GREY FINANCIAL CORPORATION
BD
CRD#: 43413
DALLAS, TX
Past
December 19, 2000 - March 28, 2001
AUERBACH, POLLAK & RICHARDSON INC.
BD
CRD#: 29824
STAMFORD, CT
Past
November 22, 1996 - December 19, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
BD
CRD#: 1398
DENVER, CO
Past
July 18, 1995 - November 21, 1996
BARRON CHASE SECURITIES, INC.
BD
CRD#: 18969
BOCA RATON, FL
Past
March 28, 1994 - July 18, 1995
DICKINSON & CO.
BD
CRD#: 689
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SFMG WEALTH ADVISORS
MORGAN GREGORY PAUL | STRATEGIC FINANCIAL MANAGEMENT GROUP | STRATEGIC FINANCIAL MANAGEMENT | SFMG, LLC. | SFMG WEALTH ADVISORS
CRD#: 107548 / SEC#: 801-44699
RIA
Registered Investment Advisory firm - (8/11/1993 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/9/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SFMG WEALTH ADVISORS
MORGAN GREGORY PAUL | STRATEGIC FINANCIAL MANAGEMENT GROUP | STRATEGIC FINANCIAL MANAGEMENT | SFMG, LLC. | SFMG WEALTH ADVISORS
CRD#: 107548 / SEC#: 801-44699
RIA
Registered Investment Advisory firm - (8/11/1993 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3960 Dallas Parkway Suite 400, Plano, TX 75093
Mailing Address
Phone number
(972) 960-6460
Established
Firm type
Fiscal year end
# of Employees
38
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,983 |
| AUM (Assets Under Management) | $ 2,524,709,134 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/31/2025 | ||
| 03/29/2024 | ||
| 03/02/2023 |
Red Flags
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Company Information
SFMG WEALTH ADVISORS
CRD#: 107548Plano, TX 75093TRUST BUT VERIFY
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Contact information
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