Robert B. Martin

RAINIER WEALTH MANAGEMENT

Everett, WA

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CRD#: 2465413

Professional summary

Robert Bruce Martin, CFP® is a registered financial advisor currently at RAINIER WEALTH MANAGEMENT LLC located in Everett, Washington and LPL FINANCIAL LLC located in Everett, Washington.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Planning

Insurance Planning

Estate Planning

Investment Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Bruce Martin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

August 13, 2012 - Present

RAINIER WEALTH MANAGEMENT LLC

RIA

CRD#: 162125

Everett, WA

Current

March 16, 2012 - Present

LPL FINANCIAL LLC

RIA

CRD#: 6413

EVERETT, WA

Past

March 16, 2012 - March 28, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

MUKILTEO, WA

Past

October 23, 2009 - March 19, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

EVERETT, WA

Past

October 23, 2009 - March 19, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

EVERETT, WA

Past

December 6, 2001 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

SEATTLE, WA

Past

July 12, 1999 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

SEATTLE, WA

Past

July 1, 1998 - July 12, 1999

BA INVESTMENT SERVICES, INC.

CRD#: 12965

OAKLAND, CA

Past

March 18, 1994 - July 1, 1998

SEAFIRST INVESTMENT SERVICES, INC.

CRD#: 17411

SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/19/2012)

California
(2/21/2014)

Colorado
(6/20/2025)

District of Columbia
(10/25/2016)

Hawaii
(3/16/2012)

Idaho
(7/20/2015)

New Mexico
(8/29/2025)

Oregon
(6/18/2021)

South Carolina
(8/11/2016)

Texas
(2/21/2014)

Washington
(3/16/2012)

IAR

Washington
(8/13/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/17/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/23/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/17/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/12/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

RAINIER WEALTH MANAGEMENT LLC

MARTIN WEALTH MANAGEMENT, LLC | RAINIER WEALTH MANAGEMENT LLC

CRD#: 162125 / SEC#:

Washington

Registered Investment Advisory firm - (8/13/2012 Approved)

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Contact information

Main Address

Everett, WA

Mailing Address

Po Box 735, Mukilteo, WA 98275

Phone number

(425) 493-2500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	191
AUM (Assets Under Management)	$ 63,475,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Robert B. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Bruce Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAINIER WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BA INVESTMENT SERVICES, INC.

SEAFIRST INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/2001

Series 63

Date: 3/17/1994

SIE

Date: 10/1/2018

Series 7

Date: 2/23/2001

Series 6

Date: 3/17/1994

Series 24

Date: 6/12/2012

FINRA

Current Firm

RAINIER WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RAINIER WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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