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GS

Gregory F. Sorrentino

CURVATURE SECURITIES LLC
Chatham, NJ 07928
Some features on this profile are disabled
CRD#: 2465321
GS

Professional summary

Gregory Franklin Sorrentino is a registered financial professional currently at CURVATURE SECURITIES LLC located in Chatham, New Jersey.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1994. Gregory has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Franklin Sorrentino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 19, 2018 - Present

CURVATURE SECURITIES LLC

Office #1: 39 Main Street, Chatham, NJ 07928
BD
CRD#: 169708
Chatham, NJ
Past

March 27, 2006 - September 26, 2016

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY
Past

September 7, 2004 - April 17, 2006

ING FINANCIAL MARKETS LLC

BD
CRD#: 28872
NEW YORK, NY
Past

January 2, 2004 - August 25, 2004

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

March 1, 2002 - January 2, 2004

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

January 26, 2000 - March 1, 2002

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY
Past

July 30, 1999 - September 25, 2000

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

May 6, 1999 - June 8, 1999

JOSEPH STEVENS & CO., INC.

BD
CRD#: 35459
BROOKLYN, NY
Past

May 31, 1994 - June 27, 1996

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(9/20/2021)
RR
California
(7/19/2018)
RR
Connecticut
(9/20/2021)
RR
Florida
(9/20/2021)
RR
Illinois
(9/13/2018)
RR
Kansas
(3/1/2023)
RR
Maryland
(9/20/2021)
RR
Minnesota
(9/20/2021)
RR
Missouri
(9/20/2021)
RR
Nevada
(9/20/2021)
RR
New Jersey
(10/3/2018)
RR
New York
(11/6/2018)
RR
North Carolina
(9/20/2021)
RR
Pennsylvania
(9/20/2021)
RR
Texas
(5/26/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 5/14/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/5/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/18/1994
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/20/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CURVATURE SECURITIES LLC
CURVATURE SECURITIES LLC

CRD#: 169708 / SEC#: , 8-69384

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
39 Main Street, Chatham, NJ 07928
Mailing Address
39 Main Street, Chatham, NJ 07928
Phone number
(908) 304-9200
Established
Delaware since 09/14/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CURVATURE HOLDINGS LLCSOLE MEMBER
BODNER, CHAIM MPRESIDENT6892303
KAPLAN, HAROLD MFINOP1719693
PIGOTT, TODD MATTHEWCCO/AMLCO2592495
PIGOTT, WILLIAM TERRENCECEO/MANAGER/EXECUTIVE REPRESENTATIVE1546626

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CURVATURE SECURITIES LLC

CRD#: 169708Chatham, NJ 07928

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