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MS

Matthew A. Shelton

SHELTON FINANCIAL ADVISORS
MILL VALLEY, CA
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CRD#: 2465266
MS

Professional summary


Matthew Allen Shelton, who also goes by Mathew Allen Shelton, Matt Shelton, is a registered financial advisor currently at SHELTON FINANCIAL ADVISORS, LLC located in Mill Valley, California.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Matthew has worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Mathew Allen Shelton | Matt Shelton

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Matthew Allen Shelton's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 1, 2001 - Present

SHELTON FINANCIAL ADVISORS, LLC

RIA
CRD#: 137248
MILL VALLEY, CA
Past

May 19, 1997 - February 25, 1999

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

January 2, 1996 - May 14, 1997

BLACKROCK EXECUTION SERVICES

BD
CRD#: 39438
NEW YORK, NY
Past

March 31, 1994 - January 2, 1996

WELLS FARGO SECURITIES INC.

BD
CRD#: 17438
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/1/2001)

Exams


State Security Law Exam
RR
Series 63
Date: 5/2/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


SF
SHELTON FINANCIAL ADVISORS, LLC
SHELTON FINANCIAL ADVISORS, LLC | SHELTON FINANCICAL ADVISORS, LLC

CRD#: 137248 / SEC#:

California
Registered Investment Advisory firm - (3/1/2001 Approved)
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Contact information


Main Address
Mill Valley, CA
Mailing Address
Phone number
(415) 250-1290
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts88
AUM (Assets Under Management)$ 77,683,414

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SHELTON FINANCIAL ADVISORS, LLC

CRD#: 137248Mill Valley, CA

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