Mark D. Lewis
Professional summary
Mark D Lewis, who also goes by Mark Daniel Lewis, is a registered financial professional currently at VALMARK SECURITIES, INC. located in Minneapolis, Minnesota.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1994. Mark has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark D Lewis's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2013 - Present
VALMARK SECURITIES, INC.
Office #1: 220 South 6th Street Suite 300, Minneapolis, MN 55402June 30, 1997 - December 17, 1998
SIGNATOR INVESTORS, INC.
March 22, 1994 - December 31, 1996
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/6/2024)
(9/15/2015)
(1/21/2022)
(2/20/2020)
(3/23/2017)
(2/20/2020)
(2/26/2020)
(2/20/2020)
(2/20/2020)
(3/27/2020)
(6/30/2021)
(3/5/2020)
(2/18/2020)
(2/20/2020)
(10/13/2016)
(2/20/2020)
(3/5/2020)
(2/20/2020)
(3/5/2020)
(2/26/2020)
(11/13/2013)
(2/26/2020)
(10/16/2018)
(1/21/2022)
(2/26/2020)
(2/20/2020)
(6/6/2024)
(3/27/2020)
(9/23/2020)
(2/20/2020)
(2/20/2020)
(2/20/2020)
(9/23/2020)
(4/13/2020)
(2/20/2020)
(3/27/2020)
(2/20/2020)
(2/20/2020)
(2/26/2020)
(2/27/2020)
(6/30/2021)
(2/20/2020)
(10/10/2014)
(2/20/2020)
(3/24/2017)
(2/20/2020)
Exams
FINRA
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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